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Richardson Electronics, Ltd. 
 IL
  SEC # 355948


        
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1,217  SEC Filings
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  from  1/14/94  to  4/23/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/22/24 — Filed re:  Issuer / Subject Company — Filed by:  Halverson Kenneth 
 
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notifications of all
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Filings
involving  Richardson Electronics, Ltd. 

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Forms
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, Documents
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& Exhibits
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 in  469 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/11/24 New Document this Past Month!10-QUpdate:  Quarterly Reports — Form 10-Q  New Document this Past Month!  — Financial Reports
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116
4/10/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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177

8-K Items: 
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3/23/23 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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18
8/2/07 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
6/17/15 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
4/10/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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34
3/23/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
6/2/10 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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5
3/3/05 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
7/7/06 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
11/22/05 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
1/29/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
4/7/06 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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3
10/27/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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21
6/15/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
6/4/12 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
10/12/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
3/21/23 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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42
3/7/11 OLD
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  Events: 
Other Events — Item 8.01  OLD 12
4/10/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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71

8/24/23ARSUpdate:  Annual Reports to Security Holders4
8/24/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A11
8/24/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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30
7/31/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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40
5/23/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
10/8/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 19
8/28/17 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
1/29/15 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
7/28/14 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
12/20/10 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
12/9/10 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
11/24/10 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/20/10 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
11/30/07 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
11/21/07 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 4
10/11/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 9
10/26/06 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 15
8/18/06 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
4/11/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
12/8/05 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
9/27/04 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
9/27/04 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
7/6/04 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
6/14/04 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1
5/14/04 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
5/14/04 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 4
4/30/98 OLDS-2MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-2 Registration  OLD 1
4/9/98 OLDS-2Registration:  Registration Statements — Form S-2  OLD 3
2/24/97 OLDSC 13E3Ownership:  Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3  OLD 1
2/10/97 OLDT-3Registration:  Applications for Qualifications of Trust Indentures — Form T-3  OLD 3
2/4/97 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 3
7/22/94 OLD10-CUpdate:  Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 1

Letters: 
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2/7/06 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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7/31/23EX-14Codes of Ethics3
7/31/23EX-23Consents of Experts and Counsel102
7/31/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders20
7/31/23EX-21Subsidiaries Lists36
5/23/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)15
3/23/23 OLDEX-10Material Contracts  OLD 176
10/8/20 OLDEX-5Opinions of Counsel re: Legality  OLD 28
6/15/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 22
6/17/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
8/29/07 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 6
5/5/04 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
8/29/03 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 8
12/18/96 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1

Additional Exhibits: 
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4/10/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  7 Articles of Incorporation/Organization;  2 Bylaws — Forms N-8B-2 & S-6:  1 Certification of Bylaws  (10 total)
149

Financials: 
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4/11/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 214
4/11/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 99
4/11/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,760
4/11/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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79
4/11/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 346
4/11/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 37
4/11/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
73
1/29/15 OLDEX-16Letters re: Changes in Accountants  OLD 3
5/25/05 OLDEX-12Statements re: Computations of Ratios  OLD 3
10/14/03 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
10/16/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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34
8/29/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 4
12/18/96 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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4/11/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 649


Forms
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, Documents
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& Exhibits
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 in  759 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 763165
 

        
Latest Filing  Type    Category    Description        Documents
     
4/23/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 462
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G233
8/18/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1445
10/11/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 29
4/9/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
9/27/04 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
5/14/04 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
8/14/03 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
2/24/97 OLDSC 13E3Ownership:  Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3  OLD 1
2/4/97 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 3

Letters: 
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12/16/10 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12

General Exhibits: 
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8/22/18 OLDEX-24Powers of Attorney  OLD 13
2/4/97 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
12/18/96 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
12/18/96 OLDEX-23Consent of Expert or Counsel  OLD 1
12/18/96 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
12/18/96 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
12/18/96 OLDEX-5Opinion of Counsel re: Legality  OLD 1
12/18/96 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
12/18/96 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1

Additional Exhibits: 
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1/20/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 6

Financials: 
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12/18/96 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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2/4/21 OLDGRAPHICPhotos, Images and Graphs  OLD 12


        

Filings History

Year    # of Filings
In descending order
2024 15
2023 51
2022 51
2021 49
2020 32
2019 34
2018 39
2017 27
2016 23
2015 30
2014 25
2013 28
2012 34
2011 43
2010 56
2009 31
2008 43
2007 83
2006 105
2005 106
2004 101
2003 62
2002 29
2001 15
2000 14
1999 13
1998 23
1997 15
1996 15
1995 13
1994 12

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