Forum Funds 

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  SEC # 315774

        

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3,324  SEC Filings   from  6/1/94  to  4/17/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘485BPOS’ — Post-Effective Amendment of a Form N-1 or N-1A Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Forum Funds

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Forms , Documents & Exhibits  in  3,237 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/17/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations    — Financial Reports	498
3/29/24			40-17G		Update:		Fidelity Bonds for Investment Companies	34
3/13/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	241
3/13/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	119
3/13/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	32
3/5/24			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	157
3/1/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	132
3/1/24			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	131
1/10/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	37
1/8/24			497		Registration:		Definitive Materials — Financial Reports	686
1/2/24			497J		Registration:		Certifications of No Change in Definitive Materials	258
12/29/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	29
8/29/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	48
7/27/23			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	9
7/24/23			485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates	54
5/26/23			485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations	158
3/29/23	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	103
2/24/22	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
9/17/20	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	22
3/12/20	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	201
9/9/19	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	2
8/12/19	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	2
7/26/19	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	5
6/25/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	131
5/24/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	137
2/13/18	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
12/27/17	OLD		N-18F1		Update:		Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD	1
8/15/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	8
5/17/17	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	7
7/31/15	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
8/15/13	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	5
7/14/10	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	32
12/11/09	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	20
11/23/09	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	11
6/27/07	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	6
1/5/07	OLD		N-14AE		Registration:		Registration Statements by Open-End Investment Companies – Securities for Mergers (Automatic Effectiveness) — Form N-14  OLD	2
12/5/05	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	3
11/14/05	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendments  OLD	2
4/7/04	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	113
4/7/04	OLD		POS AMI		Registration:		Post-Effective Amendment of a Registration Statement by an Investment Company  OLD	1
4/7/04	OLD		PRES14A		Proxy:		Preliminary Proxy Statements – Special Meetings — Schedule 14A  OLD	3
5/6/03	OLD		RW WD		Registration:		Withdrawals of Registration Withdrawal Requests  OLD	3
7/11/01	OLD		N-8A		Registration:		Notices of Registrations by Investment Companies — Form N-8A  OLD	2
11/29/00	OLD		NSAR-BT		Update:		Annual-Transition Report by an Investment Company — Form N-SAR  OLD	1
7/29/98	OLD		NT-NSAR		Update:		Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD	1
					Letters:
12/28/20	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			60
					Form-Specific Documents:
3/13/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			119
					General Exhibits:
7/24/19	OLD		EX-95		Mine-Safety Disclosure  OLD			1
6/8/06	OLD		EX-14		Codes of Ethics  OLD			2
4/7/04	OLD		EX-24		Powers of Attorney  OLD			3
4/7/04	OLD		EX-6		Opinions of Counsel re: Discounts on Capital Shares  OLD			4
4/7/04	OLD		EX-5		Opinions of Counsel re: Legality  OLD			14
4/7/04	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
4/7/04	OLD		EX-10		Material Contract  OLD			1
4/7/04	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			3
4/7/04	OLD		EX-9		Voting Trust Agreement  OLD			1
5/17/99	OLD		EX-23		Consents of Experts and Counsel  OLD			4
					Additional Exhibits:
4/17/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Distributor Contract;  5 Investment Advisor Contracts;  4 Opinions of Counsel re: Legality;  3 Opinions of Counsel re: Tax Matters;  4 Other Consents;  1 Other Contract;  7 Powers of Attorney;  1 Proxy Info or Material — Form N-1A:  1 Bylaws;  15 Codes of Ethics;  1 Custodian Agreement;  2 Distribution Plans — Rule 12b-1 – ICA’40;  10 Investment Advisor Contracts;  3 Multiple-Classes Plans — Rule 18f-3 – ICA’40;  22 Opinions of Counsel re: Legality;  15 Other Material Contracts;  14 Other Opinions;  3 Underwriter Contracts — Form N-6:  1 Contract;  2 Other Material Contracts — Form N-8B-2:  1 Code of Ethics — Forms N-8B-2 & S-6:  1 Indenture Instrument;  1 Other Agreement — Form N-CSR:  447 Certifications — §302 – SOA’02;  222 Certifications — §906 – SOA’02;  109 Codes of Ethics;  5 Letters re: Changes in Accountants — Form N-SAR:  207 Accountants’ Reports re: Internal Controls;  6 Certifications — §302 – SOA’02;  1 Change in Accounting Principles or Practices;  108 Changes in Control;  2 Info Pursuant to SEC Exemption Orders;  16 Letters re: Changes in Accountants;  41 Matters Submitted to Votes of Security Holders;  7 Mergers Info;  89 Other Disclosures;  1 Other Info;  23 Policies re: Security Investments;  26 Terms of New and Amended Securities;  2 Transactions Effected — Rule 10f-3 – ICA’40  (1,430 total)			3,055
					Investment Company Exhibits:
3/13/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			68
					Financials:
4/17/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,291
4/17/24			EX-101.*		XBRL Data  (XBRL Files)			1,341
4/17/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			42
4/17/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			267
2/6/19	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			149
9/29/06	OLD		EX-31		Certifications — §302 – SOA’02  OLD			69
9/7/06	OLD		EX-32		Certifications — §906 – SOA’02  OLD			37
4/7/04	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			360
4/7/04	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
4/7/04	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			4
					Graphics:
4/17/24			GRAPHIC		Photos, Images and Graphs			4,259

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  26 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
12/18/15	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
7/14/10	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	25
					Graphics:
7/14/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			7

        

Filings History

Year		# of Filings
2024		22
2023		135
2022		140
2021		124
2020		132
2019		106
2018		134
2017		146
2016		146
2015		170
2014		155
2013		140
2012		146
2011		163
2010		138
2009		142
2008		125
2007		129
2006		104
2005		144
2004		91
2003		106
2002		116
2001		102
2000		65
1999		51
1998		64
1997		49
1996		31
1995		6
1994		2