Uqm Technologies Inc. 

CO

  SEC # 315449

        

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900  SEC Filings   from  9/14/95  to  8/13/19  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Uqm Technologies Inc.

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Forms , Documents & Exhibits  in  417 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/13/19	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
8/5/19	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
8/1/19	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	126
					8-K Items:
1/22/19	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	30
12/27/16	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
8/1/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
5/14/19	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	23
3/20/17	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
8/1/19	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
8/30/17	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
8/1/19	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
11/17/17	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
8/1/19	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
8/1/19	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	21
8/1/19	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	5
4/24/19	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	13
8/1/19	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	5
4/16/19	OLD		Events:			•	Other Events — Item 8.01  OLD	20
8/1/19	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	79
5/22/19	OLD		SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD	6
5/14/19	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	78
4/24/19	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	31
3/7/19	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
2/11/19	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
1/22/19	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	7
9/17/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	11
9/4/18	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	23
6/8/18	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
9/29/17	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
4/27/17	OLD		10-KT		Update:		Annual-Transition Reports — Form 10-K  OLD  — Financial Reports	5
12/16/15	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	3
10/28/15	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	4
10/16/15	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	28
8/21/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	11
8/18/14	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	11
8/5/14	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	5
1/24/14	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	16
5/20/10	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	14
7/14/09	OLD		11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD	3
7/31/07	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	3
8/8/06	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	9
7/27/05	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
11/5/04	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
11/2/04	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/29/04	OLD		S-2		Registration:		Registration Statements — Form S-2  OLD	4
1/9/01	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
11/24/00	OLD		PRES14A		Proxy:		Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD	1
9/10/97	OLD		10-QT		Update:		Quarterly-Transition Reports — Form 10-Q  OLD	3
					Letters:
5/26/05	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
8/1/19	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
5/22/19	OLD		EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD			14
3/27/19	OLD		EX-23		Consents of Experts and Counsel  OLD			93
3/27/19	OLD		EX-10		Material Contracts  OLD			116
3/27/19	OLD		EX-21		Subsidiaries Lists  OLD			17
1/22/19	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			7
6/8/18	OLD		EX-5		Opinions of Counsel re: Legality  OLD			44
3/30/17	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			10
3/25/08	OLD		EX-20		Other Document or Statement Furnished to Security Holders  OLD			1
5/17/07	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			2
8/9/06	OLD		EX-24		Powers of Attorney  OLD			18
4/8/02	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
					Additional Exhibits:
8/1/19	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			70
					Financials:
5/14/19	OLD		EX-31		Certifications — §302 – SOA’02  OLD			144
5/14/19	OLD		EX-32		Certifications — §906 – SOA’02  OLD			67
5/14/19	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,659
5/14/19	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			39
5/14/19	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			189
5/14/19	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			32
11/17/17	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
10/16/15	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
1/29/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			23
					Graphics:
8/1/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			367

Forms , Documents & Exhibits  in  483 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
8/2/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	15
8/1/19	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
7/15/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	393
6/5/19	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	16
2/25/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	28
5/7/02	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	12
					Letters:
9/21/18	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			18
9/21/18	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
10/5/17	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
10/5/17	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
10/5/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
					Additional Exhibits:
8/1/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			11

        

Filings History

Year		# of Filings
2019		33
2018		36
2017		52
2016		39
2015		51
2014		51
2013		42
2012		50
2011		39
2010		58
2009		58
2008		32
2007		27
2006		62
2005		29
2004		28
2003		22
2002		44
2001		17
2000		20
1999		26
1998		27
1997		44
1996		11
1995		2