Citigroup Global Markets Inc. 

NY

  SEC # 315030

        

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178  SEC Filings   from  5/13/99  to  2/9/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Citigroup Global Markets Inc.

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Forms , Documents & Exhibits  in  178 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/9/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	104
2/1/24			ABS-15G		ABS:		Asset-Backed Securities Securitizer Reports — Form ABS-15G	27
5/20/15	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	18
9/11/14	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
9/3/14	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	3
8/6/14	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	2
11/9/10	OLD		40-206A		Registration:		Application for an Exemption by an Investment Advisor  OLD	1
10/9/09	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
10/10/08	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	8
9/29/05	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	7
1/7/05	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
8/6/03	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
5/20/02	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
5/6/02	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
					General Exhibits:
5/6/02	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			3
3/21/02	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
1/16/02	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
					Additional Exhibits:
9/7/23			EX-99		Miscellaneous Exhibits, such as Press Releases			14
					Graphics:
9/7/23			GRAPHIC		Photos, Images and Graphs			29

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/9/24			12/31/23		5,375	of	13,899		$50,036,793		NY	Citigroup Inc.
1/18/24			12/31/23		15	of	57		$760,931		TX	CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT [ formerly Cushing Asset Management, LP ]

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		2
2023		8
2022		8
2021		9
2020		6
2019		8
2018		5
2017		5
2016		5
2015		6
2014		9
2013		6
2012		5
2011		6
2010		10
2009		11
2008		9
2007		6
2006		4
2005		15
2004		7
2003		9
2002		8
2001		4
2000		4
1999		3