Opticare Health Systems Inc. 

CT

  SEC # 311046

        

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242  SEC Filings   from  5/23/96  to  2/13/15  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Macquarie Group Ltd.
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Forms , Documents & Exhibits  in  133 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/16/06	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/6/06	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
2/6/06	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	49
					8-K Items:
1/31/06	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	9
12/19/05	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
1/19/05	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
11/29/05	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	8
1/31/06	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
2/6/06	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
2/6/06	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
8/24/04	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
1/19/05	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
1/19/05	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
12/28/05	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	9
1/19/05	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
1/13/05	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	1
4/13/05	OLD		Events:			•	Other Events — Item 8.01  OLD	2
2/6/06	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	21
11/14/05	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	20
11/4/05	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	3
8/23/05	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
5/2/05	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	8
8/17/04	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
4/21/04	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	3
4/15/04	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	7
4/29/03	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
4/7/03	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
1/29/02	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
4/2/01	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
8/7/00	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
5/12/00	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	5
1/20/00	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
1/19/00	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	2
8/6/99	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	12
8/6/99	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/7/99	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	5
9/11/96	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
					General Exhibits:
1/31/06	OLD		EX-10		Material Contracts  OLD			110
11/14/05	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
4/21/05	OLD		EX-23		Consents of Experts and Counsel  OLD			50
4/21/05	OLD		EX-21		Subsidiaries Lists  OLD			9
1/19/05	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			22
4/29/03	OLD		EX-5		Opinions of Counsel re: Legality  OLD			5
8/14/02	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
7/29/99	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
3/14/97	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
12/8/05	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			32
					Financials:
11/14/05	OLD		EX-31		Certifications — §302 – SOA’02  OLD			27
11/14/05	OLD		EX-32		Certifications — §906 – SOA’02  OLD			11
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			20
9/17/99	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
					Graphics:
12/19/05	OLD		GRAPHIC		Photos, Images and Graphs  OLD			5

Forms , Documents & Exhibits  in  110 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/13/15	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	4
3/8/06	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	51
9/8/05	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	20
8/31/05	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	21
8/23/05	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
2/11/05	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	7
9/13/96	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	4
					Letters:
11/15/05	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
9/8/05	OLD		EX-10		Material Contracts  OLD			4
8/23/05	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
2/7/02	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			3
2/7/02	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
2/7/02	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
2/7/02	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
2/6/02	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
					Additional Exhibits:
9/8/05	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			20

        

Filings History

Year		# of Filings
2015		1
⇑
2006		13
2005		44
2004		36
2003		20
2002		21
2001		11
2000		31
1999		40
1998		4
1997		6
1996		15