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Dynasil Corp. of America 
 MA
  SEC # 30831


        
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623  SEC Filings
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  from  10/1/99  to  12/26/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 9/30/19 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Dynasil Corp. of America 

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Forms
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, Documents
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& Exhibits
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 in  237 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/26/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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13
10/11/19 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
9/30/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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90

8-K Items: 
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8/7/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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17
5/6/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
6/26/14 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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9
12/29/11 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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2
8/7/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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10
8/7/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
12/22/10 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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10
9/15/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
2/29/12 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
9/15/08 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
9/30/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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26
8/7/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
2/28/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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6
8/7/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 25
9/30/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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48

8/29/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 5
8/19/19 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/13/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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34
8/9/19 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 3
6/25/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 21
5/30/19 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 6
5/16/19 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
12/19/18 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
1/2/13 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
7/25/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
1/27/12 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
1/12/12 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
1/3/11 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
12/16/10 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
12/14/10 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/29/10 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
12/30/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
8/13/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 27
7/24/08 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
11/2/99 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 2

General Exhibits: 
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12/26/19 OLDEX-10Material Contracts  OLD 83
12/26/19 OLDEX-21Subsidiaries Lists  OLD 12
8/7/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
5/30/19 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 6
12/21/18 OLDEX-23Consents of Experts and Counsel  OLD 18
9/29/10 OLDEX-5Opinions of Counsel re: Legality  OLD 8
3/24/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
3/24/10 OLDEX-24Powers of Attorney  OLD 3
12/30/08 OLDEX-14Code of Ethics  OLD 1
1/22/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5

Additional Exhibits: 
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8/13/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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110

Financials: 
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12/26/19 OLDEX-31Certifications — §302 – SOA’02  OLD 130
12/26/19 OLDEX-32Certifications — §906 – SOA’02  OLD 67
12/26/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,766
12/26/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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42
12/26/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 210
12/26/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
35
2/29/12 OLDEX-16Letter re: a Change in Accountant  OLD 1
12/28/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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4

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9/30/19 OLDGRAPHICPhotos, Images and Graphs  OLD 314


Forms
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, Documents
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& Exhibits
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 in  390 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/8/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 13
10/17/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 332
10/9/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 31
8/9/19 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 3
6/24/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2

Letters: 
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7/27/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

General Exhibits: 
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1/25/19 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
5/2/16 OLDEX-24Powers of Attorney  OLD 7

Additional Exhibits: 
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11/8/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 6

Graphics: 
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5/16/19 OLDGRAPHICPhotos, Images and Graphs  OLD 72


        

Filings History

Year    # of Filings
In descending order
2019 56
2018 46
2017 34
2016 37
2015 45
2014 36
2013 41
2012 39
2011 47
2010 53
2009 40
2008 36
2007 26
2006 23
2005 18
2004 17
2003 7
2002 7
2001 6
2000 5
1999 4

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