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Lumen Technologies, Inc. 
 LA
  SEC # 18926


        
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2,471  SEC Filings
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  from  1/6/94  to  4/8/24  (Last Week)

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Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/4/24 — Filed re:  Issuer / Subject Company — Filed by:  Stansbury Christopher 
 
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notifications of all
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Filings
involving  Lumen Technologies, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  945 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/5/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 35
4/5/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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31
3/28/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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400

8-K Items: 
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3/28/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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39
3/28/24 New Document this Past Month!"Termination of a Material Definitive Agreement — Item 1.02  New Document this Past Month!  — ‘EX-10’
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2
11/1/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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5
2/6/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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81
3/28/24 New Document this Past Month!"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  New Document this Past Month!  — ‘EX-10’
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19
11/20/23
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  Securities & Trading: 
Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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4
7/1/09 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
2/22/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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38
5/19/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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11
11/26/10 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
5/19/23"Submission of Matters to a Vote of Security Holders — Item 5.0721
3/28/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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25
12/21/23
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  Events: 
Other Events — Item 8.01168
3/28/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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281

3/25/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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7
2/22/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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31
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G4
11/20/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A13
10/31/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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95
8/4/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-820
6/12/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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21
5/4/22 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 5
3/6/20 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
12/23/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
12/18/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 22
12/18/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 13
12/18/19 OLDS-3DPOSRegistration:  Post-Effective Amendments of ‘S-3D’ Registrations — Form S-3  OLD 6
3/18/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
3/4/19 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
9/10/18 OLDS-3DRegistration:  Registration Statements – Securities for Dividend and Interest Reinvestment Plans (Immediately Effective) — Form S-3  OLD 4
6/22/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 68
2/13/17 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 18
2/9/17 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 22
11/10/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
3/23/16 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 29
3/22/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 12
4/30/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 4
3/2/15 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
12/30/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 4
5/6/11 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
6/28/06 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 40
6/1/05 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/18/05 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 5
5/4/04 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
1/17/03 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 15
4/30/02 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
6/29/01 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 4
3/16/98 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
11/29/95 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2

General Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 139
3/28/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 298
2/22/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/22/24EX-23Consents of Experts and Counsel166
2/22/24EX-21Subsidiaries Lists31
11/1/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions23
8/4/23EX-FILING FEESFiling Fees1
8/4/23EX-5Opinions of Counsel re: Legality76
5/19/23EX-3Articles of Incorporation/Organization and Bylaws59
4/27/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 49
2/9/17 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 15
12/15/16 OLDEX-24Powers of Attorney  OLD 8
9/2/15 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 15

Additional Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization;  1 Bylaws  (2 total)
440

Financials: 
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4/5/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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4,151
4/5/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 784
4/5/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 126
4/5/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
162
3/28/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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168
2/22/24EX-31Certifications — §302 – SOA’02166
2/22/24EX-32Certifications — §906 – SOA’02102
5/7/20 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
8/9/18 OLDEX-12Statements re: Computations of Ratios  OLD 43
5/6/11 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 58
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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31

Graphics: 
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4/5/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,911


Forms
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, Documents
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& Exhibits
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 in  1,541 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 156700 and 550241
 

        
Latest Filing  Type    Category    Description        Documents
     
4/8/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,308
2/23/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 348
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G102
1/27/23 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 13
11/21/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 18
1/16/19 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
2/13/18 OLDSC 13E3Ownership:  Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3  OLD 1
6/22/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 11
3/22/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 12
5/14/13 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 4

Letters: 
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8/8/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC23
8/8/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]3

General Exhibits: 
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2/23/24EX-24Powers of Attorney105
5/8/17 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
4/17/95 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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6/1/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 11

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2/23/24GRAPHICPhotos, Images and Graphs58


        

Filings History

Year    # of Filings
In descending order
2024 28
2023 66
2022 76
2021 72
2020 93
2019 125
2018 87
2017 148
2016 97
2015 91
2014 101
2013 112
2012 130
2011 177
2010 144
2009 131
2008 86
2007 89
2006 132
2005 109
2004 78
2003 79
2002 41
2001 36
2000 25
1999 23
1998 14
1997 21
1996 15
1995 23
1994 22

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