SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

A.M. Castle & Co. 
 IL
  SEC # 18172


        
13  Related Registrants:   

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

1,406  SEC Filings
Filing emoji
  from  2/7/94  to  3/4/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/20 — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  A.M. Castle & Co. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  545 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/4/21 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
Report emoji
24
1/5/21 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 3
1/5/21 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
1/5/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 14
12/31/20 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 3
12/31/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 7
12/31/20 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 7
12/31/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
215

8-K Items: 
Item emoji
12/16/20 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
43
9/6/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
3
8/3/17 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
Exhibit emoji
3
3/17/16 OLD
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
Exhibit emoji
4
11/16/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
Report emoji
69
12/16/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
16
6/19/17 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
Exhibit emoji
1
4/28/15 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
Exhibit emoji
2
2/20/09 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
Exhibit emoji
1
12/6/16 OLD
Keycap - 3 emoji
  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
9/6/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
Exhibit emoji
6
12/31/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
Exhibit emoji
5
9/6/17 OLD
Keycap - 5 emoji
  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
1/7/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
Directors & Officers emoji
61
7/2/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
Exhibit emoji
15
7/31/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
Exhibit emoji
1
7/2/20 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
Exhibit emoji
12
3/13/18 OLD
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
Exhibit emoji
49
12/31/20 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 52
12/31/20 OLD
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
Report emoji
146

11/16/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
Report emoji
87
7/15/20 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
7/14/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
18
7/10/20 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
5/29/20 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 27
5/29/20 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 7
5/18/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
3/30/20 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
3/17/20 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
Report emoji
4
11/28/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
9/13/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
8/31/17 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/23/17 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 16
3/30/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
3/6/17 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
6/17/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
5/26/16 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 11
6/30/15 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
5/15/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
8/14/13 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
9/10/12 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
5/24/07 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
5/23/07 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
1/8/04 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
8/16/02 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 35
3/14/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 8
3/11/02 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
5/10/99 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1

General Exhibits: 
Exhibit emoji
3/4/21 OLDEX-14Codes of Ethics  OLD 2
3/4/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 33
3/4/21 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 4
3/4/21 OLDEX-21Subsidiaries Lists  OLD 16
12/31/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 31
12/16/20 OLDEX-10Material Contracts  OLD 164
7/10/20 OLDEX-23Consents of Experts and Counsel  OLD 76
7/10/20 OLDEX-5Opinions of Counsel re: Legality  OLD 24
2/27/20 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 2
8/3/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 9
5/25/07 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
3/14/02 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 7

Additional Exhibits: 
Exhibit emoji
11/16/20 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
EX-99.*  Form-Specific Exhibits...  Form N-14:  2 Articles of Incorporation/Organization
178

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/4/21 OLDEX-31Certifications — §302 – SOA’02  OLD 138
3/4/21 OLDEX-32Certifications — §906 – SOA’02  OLD 73
3/4/21 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
Report emoji
2,795
3/4/21 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
Excel Workbook emoji
51
3/4/21 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 252
3/4/21 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 8
3/4/21 OLDZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  OLD 
44
3/15/16 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
5/25/12 OLDEX-12Statements re: Computations of Ratios  OLD 3
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
Report emoji
26

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
3/4/21 OLDGRAPHICPhotos, Images and Graphs  OLD 914


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  905 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
12/31/20 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 3
12/30/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 599
10/22/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 83
8/25/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 69
3/30/20 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
2/14/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 108
1/4/17 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
1/22/14 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 21

Letters: 
Correspondence emoji
7/7/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16
7/7/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
Exhibit emoji
7/15/19 OLDEX-24Powers of Attorney  OLD 75

Additional Exhibits: 
Exhibit emoji
11/16/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 69

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
7/15/19 OLDGRAPHICPhotos, Images and Graphs  OLD 17


        

Filings History

Year    # of Filings
In descending order
2021 6
2020 81
2019 15
2018 28
2017 94
2016 106
2015 92
2014 87
2013 89
2012 88
2011 54
2010 70
2009 62
2008 75
2007 77
2006 58
2005 95
2004 44
2003 48
2002 54
2001 16
2000 9
1999 10
1998 8
1997 10
1996 12
1995 9
1994 9

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 11:15:52.6am ET