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Carrier Global Corp. 
 FL
  SEC # 1783180


        
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372  SEC Filings
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  from  8/9/19  to  3/22/24  (7 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Viessmann Group GmbH & Co. KG 
 
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notifications of all
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Filings
involving  Carrier Global Corp. 

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Forms
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, Documents
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& Exhibits
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 in  124 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/5/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
3/5/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 4
3/5/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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5
2/23/24CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT2
2/23/248-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A1
2/6/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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4
2/6/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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55

8-K Items: 
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1/2/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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10
5/25/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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1
1/2/24
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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1
2/6/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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16
1/2/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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4
2/1/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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10
11/23/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
4/3/20 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
4/21/23"Submission of Matters to a Vote of Security Holders — Item 5.073
1/2/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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11
11/30/23
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  Events: 
Other Events — Item 8.0116
2/6/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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50

1/24/24EFFECTSEC:  SEC Notices of Effectiveness4
1/23/24424B3Registration:  Prospectuses – New Facts or Events7
1/19/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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6
1/16/24S-4Registration:  Registration Statements – Securities for Mergers — Form S-4 — Financial Reports
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2
10/26/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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12
7/28/23S-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-31
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD3
5/5/23IRANNOTICEUpdate:  Notice of an Iran/Syria Disclosure in a Quarterly or Annual Report1
6/25/21 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
3/11/21 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/16/20 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
3/13/20 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD 1
3/11/20 OLD10-12BRegistration:  Registration Statements — Form 10  OLD 2
1/15/20 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 5
12/18/19 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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4

Letters: 
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3/16/20 OLDORDERSEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC1

General Exhibits: 
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2/6/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/6/24EX-23Consents of Experts and Counsel12
2/6/24EX-10Material Contracts115
2/6/24EX-21Subsidiaries Lists6
1/16/24EX-FILING FEESFiling Fees2
1/16/24EX-5Opinions of Counsel re: Legality6
1/16/24EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-22
12/13/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions6
11/30/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders12
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)3
2/8/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10

Additional Exhibits: 
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2/6/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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68

Financials: 
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3/5/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,748
3/5/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 271
3/5/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 73
3/5/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
74
2/6/24EX-31Certifications — §302 – SOA’0248
2/6/24EX-32Certifications — §906 – SOA’0216
2/6/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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73
1/16/24EX-15Letters re: Unaudited Interim Financial Info16

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3/5/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 602


Forms
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, Documents
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& Exhibits
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 in  248 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 14448C
 

        
Latest Filing  Type    Category    Description        Documents
     
3/22/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 2
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G25
2/9/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4179
2/8/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1449
1/4/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 326

Letters: 
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1/18/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC7
1/18/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]7

General Exhibits: 
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1/4/24EX-24Powers of Attorney25

Additional Exhibits: 
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3/22/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! 7

Graphics: 
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1/9/24GRAPHICPhoto, Image or Graph1


        

Filings History

Year    # of Filings
In descending order
2024 44
2023 89
2022 54
2021 83
2020 91
2019 11

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