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Baudax Bio, Inc. 
 PA
  SEC # 1780097


        
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352  SEC Filings
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  from  6/24/19  to  2/28/24  (7 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 2/22/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Baudax Bio, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  255 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/28/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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114

8-K Items: 
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9/5/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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27
4/4/23 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
2/28/24"Bankruptcy or Receivership — Item 1.03 — ‘EX-2’
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1
7/5/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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4
8/16/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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17
4/4/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
11/15/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.018
8/25/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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8
8/24/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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10
10/25/23
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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2
11/26/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/6/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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11
8/24/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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7
11/26/19 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
10/13/23"Submission of Matters to a Vote of Security Holders — Item 5.077
5/10/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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9
12/12/23
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  Events: 
Other Events — Item 8.0145
10/25/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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88

11/22/23424B3Registration:  Prospectuses – New Facts or Events15
11/20/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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13
11/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-252
10/10/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A22
9/26/23EFFECTSEC:  SEC Notices of Effectiveness8
9/21/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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15
9/21/23S-1Registration:  Registration Statements (General Form) — Form S-110
9/21/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-36
9/7/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A8
8/25/23PRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A1
8/24/238-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A2
8/18/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events13
7/31/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A5
4/28/23ARSUpdate:  Annual Report to Security Holders1
2/23/23 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
2/23/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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4
8/31/22 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/12/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
11/8/19 OLD10-12BRegistration:  Registration Statements — Form 10  OLD 3
10/7/19 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
10/7/19 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

Letters: 
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11/5/19 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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9/21/23EX-5Opinions of Counsel re: Legality26
9/21/23EX-23Consents of Experts and Counsel32
9/5/23EX-FILING FEESFiling Fees11
9/5/23EX-10Material Contracts92
8/24/23EX-3Articles of Incorporation/Organization and Bylaws14
8/21/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders43
7/5/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions3
3/1/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
2/16/21 OLDEX-21Subsidiaries Lists  OLD 3

Additional Exhibits: 
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10/6/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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72

Financials: 
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2/28/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,500
2/28/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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110
2/28/24EX-101.*XBRL Data  (XBRL Files)369
2/28/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)107
2/28/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
110
11/20/23EX-31Certifications — §302 – SOA’0234
11/20/23EX-32Certifications — §906 – SOA’0217
10/25/23EX-16Letters re: Changes in Accountants2

Graphics: 
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11/22/23GRAPHICPhotos, Images and Graphs1,246


Forms
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, Documents
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& Exhibits
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 in  97 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 07160F
 

        
Latest Filing  Type    Category    Description        Documents
     
2/15/2425-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G24
10/11/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 313
12/19/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 48

Letters: 
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9/13/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC11
9/13/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]11

General Exhibits: 
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10/11/23EX-24Powers of Attorney10

Additional Exhibits: 
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2/15/24EX-99Miscellaneous Exhibits, such as Press Releases4


        

Filings History

Year    # of Filings
In descending order
2024 4
2023 82
2022 86
2021 79
2020 63
2019 38

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