As Of
| | Quarter (Ended) | | Holdings Form 13F | | Assets (Millions) | | Reporting Manager and Related Managers Managers with whom Investment Discretion is Shared |
2/12/20 | | | 12/31/19 | | | | 16,477 | | $14,454 | | | Advisor Group, Inc. |
| | | | | | | 2,577 | | $1,431 | | | FSC Securites, Inc. [ formerly FSC Securities Corp. ] |
| | | | | | | 3,650 | | $3,323 | | | Osaic Wealth, Inc. [ formerly Royal Alliance Associates, Inc. ] |
| | | | | | | 3,479 | | $2,318 | | | Sagepoint Financial, Inc. |
| | | | | | | 3,297 | | $4,841 | | | VISION2020 Wealth Management Corp. [ formerly Vision2020 Wealth Management Copr. ] |
| | | | | | | 3,474 | | $2,541 | | | Woodbury Financial Services, Inc. |
11/13/19 | | | 9/30/19 | | | | 16,705 | | $13,548 | | | Advisor Group, Inc. |
| and 5 Other Managers |
7/31/19 | | | 6/30/19 | | | | 16,517 | | $13,036 | | | Advisor Group, Inc. |
| and 5 Other Managers |
5/9/19 | | | 3/31/19 | | | | 16,415 | | $12,152 | | | Advisor Group, Inc. |
| and 5 Other Managers |
2/11/19 | | | 12/31/18 | | | | 15,928 | | $10,182 | | | Advisor Group, Inc. |
| and 5 Other Managers |
11/14/18 | | | 9/30/18 | | | | 15,305 | | $9,915 | | | Advisor Group, Inc. |
| and 5 Other Managers |
8/13/18 | | | 6/30/18 | | | | 14,006 | | $7,270 | | | Advisor Group, Inc. |
| and 5 Other Managers |
5/15/18 | | | 3/31/18 | | | | 14,076 | | $7,273 | | | Advisor Group, Inc. |
| and 5 Other Managers |