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FGL Holdings 
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  SEC # 1668428


        
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376  SEC Filings
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  from  3/8/16  to  6/15/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  FGL Holdings 

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Forms
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, Documents
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& Exhibits
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 in  156 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/15/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
6/4/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
6/1/20 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
6/1/20 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
6/1/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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58

8-K Items: 
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6/1/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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9
4/25/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
6/1/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
5/6/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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11
12/1/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
6/1/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
10/9/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
6/1/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
12/1/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
6/1/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
6/1/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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11
6/1/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
5/29/20 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 5
5/19/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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19
6/1/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 22
6/1/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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46

5/28/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 18
5/6/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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14
4/27/20 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
3/19/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
3/2/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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5
10/30/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 7
3/29/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
2/15/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
10/5/18 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 6
9/20/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
3/12/18 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
3/9/18 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
3/2/18 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/16/18 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
2/14/18 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
1/30/18 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
1/10/18 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
12/21/17 OLDF-NRegistration:  Appointment of a U.S. Agent for Service of Process by a Foreign Bank or Insurance Company — Form F-N  OLD 1
12/14/17 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
12/1/17 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
11/30/17 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
11/30/17 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
5/20/16 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
5/19/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
5/16/16 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
4/5/16 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
4/5/16 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

General Exhibits: 
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6/1/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
6/1/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 13
4/24/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 10
3/2/20 OLDEX-23Consents of Experts and Counsel  OLD 11
3/2/20 OLDEX-10Material Contracts  OLD 90
3/2/20 OLDEX-21Subsidiaries Lists  OLD 4
2/16/18 OLDEX-5Opinions of Counsel re: Legality  OLD 7
12/1/17 OLDEX-14Codes of Ethics  OLD 2
5/25/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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6/1/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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79

Financials: 
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6/1/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,216
6/1/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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33
6/1/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 164
6/1/20 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 19
6/1/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
33
5/6/20 OLDEX-31Certifications — §302 – SOA’02  OLD 36
5/6/20 OLDEX-32Certifications — §906 – SOA’02  OLD 34
12/21/17 OLDEX-12Statement re: the Computation of Ratios  OLD 1
12/1/17 OLDEX-16Letter re: a Change in Accountant  OLD 1

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5/28/20 OLDGRAPHICPhotos, Images and Graphs  OLD 373


Forms
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, Documents
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& Exhibits
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 in  242 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/4/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 26
6/3/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 125
6/3/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 12
6/3/20 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
5/15/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 28
11/12/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 40
10/5/18 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 6
12/21/17 OLDF-NRegistration:  Appointment of a U.S. Agent for Service of Process by a Foreign Bank or Insurance Company — Form F-N  OLD 1

Letters: 
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9/17/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC5
9/17/18 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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2/7/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
2/7/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
1/3/20 OLDEX-24Powers of Attorney  OLD 54

Additional Exhibits: 
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6/4/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 48

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6/4/20 OLDGRAPHICPhotos, Images and Graphs  OLD 27


        

Filings History

Year    # of Filings
In descending order
2020 109
2019 69
2018 84
2017 75
2016 39

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