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Standard & Poor’s Financial Services LLC 
 NY
  SEC # 1655668


        
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27  SEC Filings
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  from  10/29/15  to  2/1/23  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer — Filed by:  S&P Global Inc. 
 
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notifications of all
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Filings
involving  Standard & Poor’s Financial Services LLC 

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Forms
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, Documents
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& Exhibits
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 in  23 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/1/23 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
1/31/23 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
1/25/23 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
8/12/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
8/10/20 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
4/9/18 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
4/9/18 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
7/6/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
6/29/16 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1

General Exhibits: 
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1/25/23 OLDEX-23Consents of Experts and Counsel  OLD 9
1/13/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
1/13/23 OLDEX-FILING FEESFiling Fees  OLD 2
1/13/23 OLDEX-5Opinions of Counsel re: Legality  OLD 6
1/13/23 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 6
3/14/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 5
10/29/15 OLDEX-10Material Contract  OLD 1

Additional Exhibits: 
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1/13/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 18

Financials: 
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1/25/23 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 6
6/29/16 OLDEX-12Statements re: Computations of Ratios  OLD 2

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1/31/23 OLDGRAPHICPhotos, Images and Graphs  OLD 50


Forms
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, Documents
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& Exhibits
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 in  4 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents

Letters: 
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1/23/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4
1/23/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2


        

Filings History

Year    # of Filings
In descending order
2023 10
2020 2
2019 2
2018 2
2017 3
2016 4
2015 4

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