| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/10/24 |  | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 15 |
| 4/5/24 | | | 15-12G | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 | 1 |
| 4/4/24 | | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration | 1 |
| 4/4/24 | | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements | 9 |
| 3/26/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 34 |
| | |
| | 8-K Items: |
| 1/31/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 5 |
| 10/4/23 | | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’ | 3 |
| 3/26/24 | | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’ | 1 |
| 3/26/24 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 2 |
| 3/26/24 | | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’ | 1 |
| 3/26/24 | | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 | 1 |
| 3/26/24 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 8 |
| 1/31/24 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 2 |
| 3/20/24 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 2 |
| 1/11/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 11 |
| 3/1/24 | | | Events: | • | Other Events — Item 8.01 | 8 |
| 3/26/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 27 |
| | |
|
| 3/19/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 4 |
| 3/13/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 23 |
| 2/13/24 | | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A | 1 |
| 2/1/24 | | | PREM14A | | Proxy: | | Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A | 1 |
| 11/22/23 | | | ARS | | Update: | | Annual Report to Security Holders | 1 |
| 11/22/23 | | | DEF 14A | | Proxy: | | Definitive Proxy Statement — Schedule 14A | 1 |
| 11/3/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 3 |
| 7/21/23 | | | SD | | Update: | | Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD | 1 |
| 3/31/23 | OLD | | NT 10-K | | Update: | | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25 OLD | 1 |
| 12/23/22 | OLD | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K OLD — Press Releases & Conference Calls — Financial Reports | 183 |
| 8/17/22 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 9 |
| 3/22/22 | OLD | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F OLD — Financial Reports | 8 |
| 9/30/21 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 9 |
| 6/28/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 20 |
| 6/22/21 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 4 |
| 10/5/20 | OLD | | S-8 | | Registration: | | Registration Statement – Securities for an Employee Benefit Plan — Form S-8 OLD | 1 |
| 12/2/19 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 2 |
| 7/24/19 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 19 |
| 8/8/18 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 8/1/18 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 7/31/18 | OLD | | 8-A12B | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 7/27/18 | OLD | | F-1 | | Registration: | | Registration Statements by Certain Foreign Issuers — Form F-1 OLD | 8 |
| 10/23/17 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| | |
| | General Exhibits: |
| 3/8/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/8/24 | | | EX-23 | | Consents of Experts and Counsel | 29 |
| 3/8/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 13 |
| 3/8/24 | | | EX-10 | | Material Contracts | 57 |
| 3/8/24 | | | EX-21 | | Subsidiaries Lists | 6 |
| 2/1/24 | | | EX-FILING FEES | | Filing Fees | 1 |
| 1/31/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 5 |
| 1/31/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 8 |
| 7/21/23 | | | EX-1 | | Underwriting Agreements and Conflict Minerals Reports (and mislabeled “1st Exhibits”) | 5 |
| 3/22/22 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 8 |
| 3/22/22 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 2 |
| 9/30/21 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 18 |
| 10/11/16 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| | |
| | Additional Exhibits: |
| 3/1/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 301 |
| | |
| | Financials: |
| 3/26/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 1,863 |
| 3/26/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 58 |
| 3/26/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 241 |
| 3/26/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 46 |
| 3/26/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 58 |
| 3/19/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 14 |
| 3/8/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 5 |
| 3/22/22 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 16 |
| 3/22/22 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 16 |
| 4/19/18 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 2 |
| | |
| | Graphics: |
| 3/8/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,097 |
