BrightSphere Investment Group plc    SEC # 1611702

        

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373  SEC Filings   from  6/30/14  to  1/18/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘25-NSE’ — Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 — Filed re:  Issuer / Subject Company — Filed by:  New York Stock Exchange LLC
New-Filing E-Mail:			Send me notifications of all Filings involving  BrightSphere Investment Group plc

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Forms , Documents & Exhibits  in  153 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
7/8/19	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	63
					8-K Items:
5/23/19	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	13
11/2/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
5/2/19	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	23
5/15/17	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
3/8/19	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	22
5/5/15	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
7/8/19	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	6
12/3/18	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	11
4/5/19	OLD		Events:			•	Other Events — Item 8.01  OLD	13
5/23/19	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	43
6/3/19	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
5/9/19	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	14
4/17/19	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	6
1/2/19	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
4/30/18	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	5
4/18/18	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
11/16/17	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	7
8/9/17	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
8/17/16	OLD		CERTNYS		Trading:		Certifications by the NYSE Approving Listings — Form CERT  OLD	3
8/5/16	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
7/29/16	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	3
7/27/16	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
7/27/16	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
3/14/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	17
2/29/16	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
12/4/15	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
12/4/15	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
11/20/15	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
11/4/15	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
6/17/15	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
6/16/15	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
6/15/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	12
					General Exhibits:
5/23/19	OLD		EX-10		Material Contracts  OLD			51
2/28/19	OLD		EX-23		Consents of Experts and Counsel  OLD			26
2/28/19	OLD		EX-21		Subsidiaries Lists  OLD			7
1/2/19	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			6
1/2/19	OLD		EX-5		Opinions of Counsel re: Legality  OLD			17
11/17/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			10
7/20/16	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
11/3/15	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
5/5/15	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			3
					Additional Exhibits:
5/2/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			54
					Financials:
5/9/19	OLD		EX-31		Certifications — §302 – SOA’02  OLD			40
5/9/19	OLD		EX-32		Certifications — §906 – SOA’02  OLD			38
5/9/19	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,101
5/9/19	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			22
5/9/19	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			114
5/9/19	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			19
7/29/16	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
7/8/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			831

Forms , Documents & Exhibits  in  223 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
1/18/22	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	4
8/12/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	12
6/24/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	161
3/4/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	5
2/27/19	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	30
7/27/16	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
					Letters:
3/15/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
					General Exhibits:
1/23/19	OLD		EX-24		Powers of Attorney  OLD			34
					Additional Exhibits:
1/18/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			15

        

Filings History

Year		# of Filings
2022		1
⇑
2019		39
2018		69
2017		73
2016		97
2015		44
2014		50