MUFG Securities EMEA plc    SEC # 1597694

        

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55  SEC Filings   from  2/5/14  to  2/12/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  MUFG Securities EMEA plc

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Forms , Documents & Exhibits  in  55 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/12/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	52
2/16/22	OLD		SBSE-A		Registration:		Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants that are Registered or Registering with the CFTC as such — Form SBSE-A  OLD	2
11/1/21	OLD		SBSE-C		Registration:		Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C  OLD	1
					Form-Specific Documents:
2/12/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			52
					Additional Exhibits:
2/16/22	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form Funding Portal:  8 Other Disclosures — Forms Funding Portal & MA*:  1 Applicable Court Document;  1 Applicable Regulatory Document;  2 Opinions of Counsel re: Legality  (12 total)			12

History as a Money Manager:  Assets Under Management

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		4
2022		6
2021		7
2020		4
2019		6
2018		6
2017		6
2016		4
2015		4
2014		7