Fundamental Global Inc. 

IL

  SEC # 1591890

        

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594  SEC Filings   from  12/6/13  to  4/17/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/16/24 — Filed re:  Issuer / Subject Company — Filed by:  Swets Larry G Jr.
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Forms , Documents & Exhibits  in  310 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/3/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	140
					8-K Items:
1/4/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	17
6/2/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	4
2/29/24			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’	2
3/14/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	39
12/2/19	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
6/19/18	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	2
12/9/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	4
4/3/24			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01    — ↓‘EX-16’	1
2/29/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	36
2/29/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	11
9/30/19	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
12/8/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	11
2/29/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	6
7/3/23			Events:			•	Other Events — Item 8.01	46
4/3/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	102
3/14/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	12
1/29/24			424B3		Registration:		Prospectus – New Facts or Events	1
1/29/24			EFFECT		SEC:		SEC Notices of Effectiveness	8
1/24/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	24
1/8/24			S-4		Registration:		Registration Statement – Securities for a Merger — Form S-4	1
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	30
11/2/23			ARS		Update:		Annual Reports to Security Holders	2
11/1/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	10
6/16/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
5/31/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	6
5/26/23			FWP		Registration:		Prospectuses – Free Writing	9
4/20/23			DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C	1
10/20/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	11
10/19/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
6/16/22	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	3
6/14/22	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	19
4/6/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	6
3/24/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
9/17/20	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	2
12/2/19	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
4/22/19	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
3/21/19	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/15/19	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
3/22/18	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
2/23/18	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
2/23/18	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
3/31/14	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
3/26/14	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
12/6/13	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
3/14/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/14/24			EX-23		Consents of Experts and Counsel			39
3/14/24			EX-21		Subsidiaries Lists			15
2/29/24			EX-3		Articles of Incorporation/Organization and Bylaws			25
1/8/24			EX-FILING FEES		Filing Fees			6
1/8/24			EX-10		Material Contracts			76
1/8/24			EX-5		Opinions of Counsel re: Legality			21
1/8/24			EX-8		Opinion of Counsel re: Tax Matters			1
1/4/24			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			4
7/3/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			12
3/24/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			11
9/30/19	OLD		EX-14		Codes of Ethics  OLD			2
6/1/18	OLD		EX-24		Powers of Attorney  OLD			2
					Additional Exhibits:
3/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			89
					Financials:
4/3/24			EX-16		Letter re: a Change in Accountant			1
4/3/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,707
4/3/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			93
4/3/24			EX-101.*		XBRL Data  (XBRL Files)			425
4/3/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			57
4/3/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			88
3/14/24			EX-31		Certifications — §302 – SOA’02			84
3/14/24			EX-32		Certifications — §906 – SOA’02			80
					Graphics:
2/29/24			GRAPHIC		Photos, Images and Graphs			791

Forms , Documents & Exhibits  in  293 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIPs 30259W and 30329Y

        

Latest Filing			Type		Category	Description		Documents
4/17/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	195
3/1/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	42
3/1/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	26
5/26/23			FWP		Registration:		Prospectuses – Free Writing	9
1/23/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	11
					Letters:
1/16/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			10
1/16/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			5
					General Exhibits:
12/9/16	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
8/18/15	OLD		EX-24		Powers of Attorney  OLD			12
					Additional Exhibits:
3/1/24			EX-99		Miscellaneous Exhibits, such as Press Releases			18
					Graphics:
5/26/23			GRAPHIC		Photos, Images and Graphs			151

        

Filings History

Year		# of Filings
2024		32
2023		45
2022		59
2021		63
2020		44
2019		54
2018		70
2017		71
2016		37
2015		39
2014		79
2013		1