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Dthera Sciences 
 CA
  SEC # 1586372


        
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82  SEC Filings
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  from  9/13/13  to  8/6/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SEC ACTION’ — SEC Staff Action — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Dthera Sciences 

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Forms
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, Documents
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& Exhibits
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 in  78 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/22/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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29

8-K Items: 
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2/22/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
11/21/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
9/26/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
9/26/18 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 9
9/26/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
11/15/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
4/13/17 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
11/21/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/30/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD 3
9/26/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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9
10/20/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 2
10/30/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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6
8/23/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 8
10/30/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 22

11/19/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
11/14/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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13
9/27/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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5
5/9/18 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
4/2/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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4
12/5/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 10
4/17/17 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD  — Financial Reports
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1
4/14/17 OLD10-QTUpdate:  Quarterly-Transition Reports — Form 10-Q  OLD  — Financial Reports
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3
3/31/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
11/15/16 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
2/18/14 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
2/14/14 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1

Letters: 
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8/6/19 OLDORDERSEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC1

General Exhibits: 
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9/27/18 OLDEX-23Consents of Experts and Counsel  OLD 5
9/27/18 OLDEX-21Subsidiaries Lists  OLD 5
9/26/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
9/26/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
9/26/18 OLDEX-10Material Contracts  OLD 15
9/27/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
9/13/13 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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11/14/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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17

Financials: 
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11/14/18 OLDEX-31Certifications — §302 – SOA’02  OLD 21
11/14/18 OLDEX-32Certifications — §906 – SOA’02  OLD 21
11/14/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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702
11/14/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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28
11/14/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 132
11/14/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
22
4/17/17 OLDEX-16Letters re: Changes in Accountants  OLD 3

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2/22/19 OLDGRAPHICPhotos, Images and Graphs  OLD 85


Forms
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, Documents
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& Exhibits
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 in  4 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents

Letters: 
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12/4/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4
12/4/18 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2


        

Filings History

Year    # of Filings
In descending order
2019 2
2018 18
2017 17
2016 20
2015 10
2014 11
2013 4

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