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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘D/A’ — Amendment to Notice of an Exempt Offering of Securities — Form D — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
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8/21/19 | OLD | D | Registration: | Notices of Exempt Offerings of Securities — Form D OLD | 14 | ||||||
11/7/17 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 18 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/8/17 | 12/31/16 | NA | of | 8 | NA |
| Altegris Advisors, L.L.C. | |||||||
1/5/16 | 9/30/15 | 907 | of | 907 | $4,794 |
| Assetmark, Inc. | |||||||
11/9/15 | 9/30/15 | 386 | of | 386 | $48 |
| Aris Wealth Services, Inc. |
Year | # of Filings | |
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2019 | 2 | |
2018 | 2 | |
2017 | 6 | |
2016 | 6 | |
2015 | 7 | |
2014 | 6 | |
2013 | 3 |