SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Alibaba Group Holding Ltd. 
Flag of Hong Kong emoji
  SEC # 1577552


        
2  Related Registrants:   

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

413  SEC Filings
Filing emoji
  from  5/6/14  to  4/2/24  (3 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘6-K’ — Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Alibaba Group Holding Ltd. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  357 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  New Document this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
189
3/25/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 15
3/22/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D17
2/23/2420-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports
Report emoji
10
2/14/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
33
1/17/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
Correspondence emoji
43
6/8/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-89
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD7
7/26/22 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 5
2/5/21 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
2/4/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
2/2/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 5
2/2/21 OLDF-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3  OLD 3
8/1/19 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
7/30/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
10/28/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
10/23/15 OLDF-4Registration:  Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4  OLD 3
5/8/15 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
5/8/15 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
9/22/14 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/15/14 OLDF-1Registration:  Registration Statements by Certain Foreign Issuers — Form F-1  OLD 8
9/8/14 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
9/8/14 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
Correspondence emoji
8/15/14 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

Form-Specific Documents: 
Document emoji
2/14/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
33

General Exhibits: 
Exhibit emoji
2/23/24EX-13Annual and Quarterly Reports to Security Holders20
1/29/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)8
7/21/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders67
7/21/23EX-8Opinions of Counsel re: Tax Matters11
7/21/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions22
6/8/23EX-23Consents of Experts and Counsel32
6/8/23EX-FILING FEESFiling Fees2
6/8/23EX-5Opinions of Counsel re: Legality22
6/6/22 OLDEX-10Material Contracts  OLD 54
2/2/21 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
9/30/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
5/6/14 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
Exhibit emoji
4/2/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
237

Financials: 
Financials emoji
Financials emoji
Financials emoji
2/23/24EX-12Statements re: Computations of Ratios22
2/23/24XML  &  R#IDEA Financial Reports Info — Financial Reports
Report emoji
1,501
2/23/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
Excel Workbook emoji
14
2/23/24EX-101.*XBRL Data  (XBRL Files)77
2/23/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)7
2/23/24ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)
14
7/21/23EX-15Letters re: Unaudited Interim Financial Info28
7/26/22 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
2/7/24GRAPHICPhotos, Images and Graphs2,587

History as a Money Manager:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji



Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  59 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 01609W
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G24
11/15/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
2/4/22 OLDF-6EFRegistration:  Registration Statements – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD 2
2/4/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
8/27/14 OLDF-6Registration:  Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6  OLD 1

Letters: 
Correspondence emoji
2/29/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC27
2/29/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]11

Additional Exhibits: 
Exhibit emoji
2/14/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 46

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
2/4/22 OLDGRAPHICPhotos, Images and Graphs  OLD 4


        

Filings History

Year    # of Filings
In descending order
2024 13
2023 52
2022 42
2021 38
2020 39
2019 50
2018 27
2017 39
2016 31
2015 39
2014 43

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., Apr. 24, 6:14:02.9pm ET