BAIYU Holdings, Inc.    SEC # 1556266

        

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407  SEC Filings   from  8/17/12  to  4/17/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  BAIYU Holdings, Inc.

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Forms , Documents & Exhibits  in  314 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/17/24			EFFECT		SEC:		SEC Notices of Effectiveness	5
4/8/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	10
3/22/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	11
11/30/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	132
					8-K Items:
11/17/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	37
6/30/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
10/26/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
5/8/14	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	1
3/13/23	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
5/16/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	13
11/17/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	21
10/20/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
11/30/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	5
3/31/21	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ↓‘EX-7’	3
6/23/16	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
9/11/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	25
10/20/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	7
5/26/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	11
11/2/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	10
8/17/22	OLD		Events:			•	Other Events — Item 8.01  OLD	23
11/30/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	87
11/15/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	15
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	37
9/29/23			DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C	5
9/19/23			PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C	5
8/16/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	23
7/31/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	9
6/13/23			S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations	3
6/9/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	2
5/9/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	10
4/25/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	5
1/30/23	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
4/20/22	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
9/14/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	13
4/6/21	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	8
8/11/20	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
6/19/19	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
12/4/17	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
8/14/17	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
12/23/16	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
4/7/14	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
8/14/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
8/12/13	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/22/13	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
4/22/13	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
					General Exhibits:
4/8/24			EX-23		Consents of Experts and Counsel			38
4/8/24			EX-21		Subsidiaries Lists			10
3/22/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/22/24			EX-19		Report Furnished to Security Holders			1
11/17/23			EX-10		Material Contracts			142
10/20/23			EX-3		Articles of Incorporation/Organization and Bylaws			14
8/3/23			EX-FILING FEES		Filing Fees			2
8/3/23			EX-5		Opinions of Counsel re: Legality			16
7/8/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			14
8/10/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
5/7/14	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
					Additional Exhibits:
11/2/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			38
					Financials:
3/22/24			EX-31		Certifications — §302 – SOA’02			94
3/22/24			EX-32		Certifications — §906 – SOA’02			94
3/22/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			4,497
3/22/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			96
3/22/24			EX-101.*		XBRL Data  (XBRL Files)			403
3/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			42
3/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			83
11/30/23			EX-16		Letters re: Changes in Accountants			5
3/31/21	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			2
					Graphics:
4/8/24			GRAPHIC		Photos, Images and Graphs			438

Forms , Documents & Exhibits  in  96 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 87250W

        

Latest Filing			Type		Category	Description		Documents
12/7/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	20
6/12/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
2/1/23	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	26
7/1/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	17
2/9/21	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	6
4/7/14	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
					Letters:
8/24/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			23
8/24/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			7
					Additional Exhibits:
1/6/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2
					Graphics:
4/7/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			80

        

Filings History

Year		# of Filings
2024		5
2023		45
2022		31
2021		41
2020		37
2019		40
2018		33
2017		47
2016		27
2015		24
2014		33
2013		41
2012		3