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List All Filings | or | ||
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Most-Recent Filing: | ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 6/30/19 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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8/16/19 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 30 | |||||||
4/3/18 | OLD | APP NTC | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices OLD | 3 | |||||||
3/7/17 | OLD | APP ORDR | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Order OLD | 1 | |||||||
1/30/17 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 16 | |||||||
2/17/15 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 22 | |||||||
Graphics: | ||||||||||||
1/30/17 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 47 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
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8/16/19 | 6/30/19 | 2,236 | of | 2,236 | $40,188 |
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Latest Filing | Type | Category | Description | Documents | |||||
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11/12/13 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 7 |
Year | # of Filings | |
---|---|---|
2019 | 3 | |
2018 | 5 | |
2017 | 8 | |
2016 | 8 | |
2015 | 9 | |
2014 | 16 | |
2013 | 11 | |
2012 | 6 |