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RLJ Entertainment, Inc. 
 MD
  SEC # 1546381


        
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583  SEC Filings
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  from  4/13/12  to  11/13/18  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  RLJ Entertainment, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  171 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/13/18 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
11/1/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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75

8-K Items: 
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8/13/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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11
11/1/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
8/9/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 24
6/20/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
11/1/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 8
6/20/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 7
11/1/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
12/15/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
11/1/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
11/1/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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18
11/1/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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8
10/10/12 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
11/1/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
11/1/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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12
8/9/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 7
11/1/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 53

10/5/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
10/4/18 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
9/25/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
9/25/18 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
8/27/18 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
8/9/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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21
3/16/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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11
9/5/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
6/23/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 6
8/29/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
7/1/16 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
7/1/16 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
6/28/16 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
3/30/16 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
7/9/15 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD  — Financial Reports
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1
6/26/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
5/29/15 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
5/15/15 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
9/19/13 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
10/3/12 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
9/28/12 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/10/12 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 5

General Exhibits: 
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11/1/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 23
7/30/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
3/16/18 OLDEX-23Consents of Experts and Counsel  OLD 37
3/16/18 OLDEX-21Subsidiaries Lists  OLD 7
9/5/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 5
9/5/17 OLDEX-5Opinions of Counsel re: Legality  OLD 5
6/20/17 OLDEX-10Material Contracts  OLD 75
10/10/12 OLDEX-14Code of Ethics  OLD 1
8/10/12 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3

Additional Exhibits: 
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11/1/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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64

Financials: 
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8/9/18 OLDEX-31Certifications — §302 – SOA’02  OLD 58
8/9/18 OLDEX-32Certifications — §906 – SOA’02  OLD 33
8/9/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,783
8/9/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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35
8/9/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 162
8/9/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
27
12/15/15 OLDEX-16Letters re: Changes in Accountants  OLD 2

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11/1/18 OLDGRAPHICPhotos, Images and Graphs  OLD 573


Forms
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, Documents
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& Exhibits
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 in  412 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/5/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 51
11/1/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 288
11/1/18 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 9
10/31/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/13/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 24
4/20/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
3/25/16 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 3
1/21/15 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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9/18/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12
9/18/18 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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4/7/17 OLDEX-24Powers of Attorney  OLD 24
10/18/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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11/1/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 42

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11/1/18 OLDGRAPHICPhotos, Images and Graphs  OLD 162


        

Filings History

Year    # of Filings
In descending order
2018 86
2017 55
2016 68
2015 78
2014 125
2013 110
2012 61

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