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Voya Financial, Inc. 
 NY
  SEC # 1535929


        
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1,567  SEC Filings
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  from  11/9/12  to  4/23/24  (Today)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Voya Financial, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  486 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/23/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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202

8-K Items: 
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12/19/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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23
5/8/13 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
1/8/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
2/6/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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47
1/23/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
10/27/22 OLD
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  Securities & Trading: 
Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
1/12/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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56
10/27/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
7/31/13 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
5/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0710
4/23/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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84
4/14/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 27
2/6/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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111

4/11/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 4
4/11/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 17
4/11/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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11
2/23/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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12
2/14/24SCH 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G2
2/14/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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37
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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34
6/29/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K20
5/26/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-89
11/16/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 7
11/9/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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23
11/9/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
8/4/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 21
5/27/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
2/13/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 5
6/18/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
6/17/19 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
6/13/19 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 4
6/11/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 11
6/11/19 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
6/11/19 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 2
11/19/18 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
11/14/18 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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6
12/14/17 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
6/23/17 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
2/25/16 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 10
3/5/15 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 10
3/18/14 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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12
10/23/13 OLDS-1MEFRegistration:  Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD 2
5/3/13 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1

General Exhibits: 
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2/23/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/23/24EX-23Consents of Experts and Counsel49
2/23/24EX-10Material Contracts170
2/23/24EX-19Report Furnished to Security Holders1
2/23/24EX-21Subsidiaries Lists15
2/14/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)32
5/26/23EX-FILING FEESFiling Fees4
5/26/23EX-5Opinions of Counsel re: Legality37
5/4/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders21
12/19/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
10/27/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
2/23/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 11
11/15/13 OLDEX-24Power of Attorney  OLD 1
7/31/13 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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2/6/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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176

Financials: 
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4/23/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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6,866
4/23/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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139
4/23/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 615
4/23/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 101
4/23/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
129
2/23/24EX-31Certifications — §302 – SOA’0290
2/23/24EX-32Certifications — §906 – SOA’0288
8/6/18 OLDEX-12Statements re: Computations of Ratios  OLD 20

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4/11/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,818

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


2 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/2412/31/23  4,970 of 4,970  $83,645,908  
 GA
 
Voya Investment Management LLC
2/14/2412/31/23  230 of 230  $831,003  
 CT
 
Voya Financial Advisors, Inc.


Forms
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, Documents
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& Exhibits
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 in  1,090 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 929089
 

        
Latest Filing  Type    Category    Description        Documents
     
4/16/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 948
3/28/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 7
3/11/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G52
1/18/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 357
2/13/23 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
6/11/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 11

Letters: 
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3/15/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC14
3/15/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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1/18/24EX-24Powers of Attorney95

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3/3/15 OLDGRAPHICPhotos, Images and Graphs  OLD 4


        

Filings History

Year    # of Filings
In descending order
2024 60
2023 129
2022 167
2021 140
2020 90
2019 150
2018 208
2017 130
2016 132
2015 132
2014 104
2013 123
2012 2

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