Cornerstone Advisors, Inc. 

WA

  SEC # 1532520

        

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68  SEC Filings   from  10/13/11  to  10/19/20  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 9/30/20 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Cornerstone Advisors, Inc.

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Forms , Documents & Exhibits  in  68 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/19/20	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	59
3/10/14	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
2/6/14	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
1/13/14	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	7
					Form-Specific Documents:
10/19/20	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			30

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/9/24			12/31/23		NA	of	692		NA		CA	TCW Group Inc.
2/8/22			12/31/21		11	of	2,797		$13		SD	Dorsey & Whitney Trust Co. LLC
2/12/18			12/31/17		411	of	3,873		$9,395		NY	OppenheimerFunds, Inc.
8/2/17			6/30/17		26	of	1,077		$15		TN	First Mercantile Trust Co.
11/7/14			9/30/14		20	of	527		$46		PA	Turner Investments LLC [ formerly Turner Investments, L.P. ]

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2020		4
2019		4
2018		4
2017		4
2016		4
2015		4
2014		7
2013		8
2012		6
2011		23