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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 9/30/19 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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10/15/19 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 4 | |||||||
5/2/19 | OLD | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — | 30 | |||||||
11/4/14 | OLD | D | Registration: | Notices of Exempt Offerings of Securities — Form D OLD | 2 | |||||||
11/6/12 | OLD | APP WDG | SEC: | Withdrawal of an Application for an Exemption Order – ‘APP WD’ SEC Grant OLD | 1 | |||||||
11/2/12 | OLD | APP WD | Registration: | Withdrawal of an Application for an Exemption Order or Other Relief OLD | 1 | |||||||
6/30/11 | OLD | 40-APP | Registration: | Application for an Exemption Order or Other Relief by an Investment Company OLD | 1 | |||||||
Form-Specific Documents: | ||||||||||||
5/2/19 | OLD | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F OLD — | 30 | ||||||||
Graphics: | ||||||||||||
11/2/12 | OLD | GRAPHIC | Photo, Image or Graph OLD | 1 |
Year | # of Filings | |
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2019 | 14 | |
2018 | 4 | |
2017 | 4 | |
2016 | 4 | |
2015 | 4 | |
2014 | 6 | |
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2012 | 2 | |
2011 | 1 |