SolarMax Technology, Inc. 

CA

  SEC # 1519472

        

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65  SEC Filings   from  5/5/11  to  4/17/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/16/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  SolarMax Technology, Inc.

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Forms , Documents & Exhibits  in  55 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/17/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	3
					8-K Items:
2/29/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	1
4/17/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	1
3/5/24			Events:			•	Other Events — Item 8.01	2
4/17/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	3
4/16/24			10-K		Update:		Annual Report — Form 10-K    — Financial Reports	1
4/1/24			NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25	1
2/28/24			424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events	1
2/27/24			CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT	1
2/16/24			FWP		Registration:		Prospectuses – Free Writing	4
2/13/24			EFFECT		SEC:		SEC Notice of Effectiveness	1
2/12/24			8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A	1
2/9/24			S-1		Registration:		Registration Statements (General Form) — Form S-1	21
2/9/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	13
5/13/22	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	5
10/28/20	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
12/12/16	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
					General Exhibits:
4/16/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/16/24			EX-14		Code of Ethics			1
4/16/24			EX-10		Material Contracts			182
4/16/24			EX-19		Report Furnished to Security Holders			1
2/29/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			7
2/29/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			4
2/9/24			EX-23		Consents of Experts and Counsel			22
11/9/23			EX-21		Subsidiaries Lists			8
8/7/23			EX-5		Opinions of Counsel re: Legality			8
7/6/23			EX-FILING FEES		Filing Fees			5
10/28/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
12/21/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
					Additional Exhibits:
4/17/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			4
					Financials:
4/17/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			109
4/17/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			4
4/17/24			EX-101.*		XBRL Data  (XBRL Files)			20
4/17/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			4
4/17/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			4
4/16/24			EX-31		Certifications — §302 – SOA’02			2
4/16/24			EX-32		Certification — §906 – SOA’02			1
					Graphics:
4/16/24			GRAPHIC		Photos, Images and Graphs			567

Forms , Documents & Exhibits  in  14 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/20/24			3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3	1
2/16/24			FWP		Registration:		Prospectuses – Free Writing	4
					Letters:
12/18/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			9
12/18/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			9
					Graphics:
2/16/24			GRAPHIC		Photos, Images and Graphs			76

        

Filings History

Year		# of Filings
2024		14
2023		23
2022		12
⇑
2020		2
2019		7
2018		3
2017		1
2016		2
⇑
2011		1