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Icagen, Inc. 
 NC
  SEC # 1518520


        
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256  SEC Filings
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  from  5/18/11  to  4/22/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G/A’ — Amendment to Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Icagen, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  147 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/22/20 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
3/9/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
3/2/20 OLDDEFM14CProxy:  Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
2/19/20 OLDPREM14CProxy:  Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
2/19/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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24
8/30/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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41

8-K Items: 
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8/30/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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24
9/6/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
7/18/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 2
8/30/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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11
8/31/18 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
8/30/19 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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16
4/9/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
3/8/13 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
5/2/19 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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14
4/9/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
5/3/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
5/1/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
8/30/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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34

8/14/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 9
4/12/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
4/12/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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7
3/29/19 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
12/28/18 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 5
12/18/18 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 5
10/18/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 6
9/14/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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12
9/12/18 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 11
2/4/16 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
5/15/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
5/15/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
5/11/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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7
5/16/13 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
6/28/12 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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2/19/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 46
2/19/20 OLDEX-10Material Contracts  OLD 69
4/12/19 OLDEX-23Consents of Experts and Counsel  OLD 12
4/12/19 OLDEX-5Opinions of Counsel re: Legality  OLD 4
4/12/19 OLDEX-21Subsidiaries Lists  OLD 5
4/9/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
4/29/13 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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5/1/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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7

Financials: 
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2/19/20 OLDEX-31Certifications — §302 – SOA’02  OLD 60
2/19/20 OLDEX-32Certifications — §906 – SOA’02  OLD 58
2/19/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,591
2/19/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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39
2/19/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 186
2/19/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
31
3/8/13 OLDEX-16Letter re: a Change in Accountant  OLD 1

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3/2/20 OLDGRAPHICPhotos, Images and Graphs  OLD 177


Forms
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, Documents
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& Exhibits
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 in  110 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
8/28/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 70
1/11/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 16
4/14/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 13
5/16/13 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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10/4/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10
10/4/18 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2


        

Filings History

Year    # of Filings
In descending order
2020 7
2019 13
2018 57
2017 30
2016 39
2015 43
2014 22
2013 20
2012 24
2011 1

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