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Arq, Inc. 
 CO
  SEC # 1515156


        
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653  SEC Filings
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  from  3/14/11  to  3/27/24  (Yesterday)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4/A’ — Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/18/24 — Filed re:  Issuer / Subject Company — Filed by:  Williamson Jeremy 
 
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notifications of all
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Filings
involving  Arq, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  309 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/12/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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166

8-K Items: 
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2/13/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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41
2/1/23 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
2/1/23 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
3/12/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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36
2/1/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
5/3/18 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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6
8/19/15 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
3/23/15 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
7/17/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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4
4/14/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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9
11/20/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
8/21/14 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
11/8/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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36
1/31/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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6
11/28/17 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
8/21/18 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 2
6/15/23"Submission of Matters to a Vote of Security Holders — Item 5.078
3/29/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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37
1/31/24
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  Events: 
Other Events — Item 8.0131
3/12/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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140

3/12/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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11
2/1/24EFFECTSEC:  SEC Notices of Effectiveness4
1/29/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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4
1/25/24S-3Registration:  Registration Statement – Securities for a Transaction — Form S-31
1/4/24S-1Registration:  Registration Statement (General Form) — Form S-11
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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29
7/25/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-83
4/27/23ARSUpdate:  Annual Reports to Security Holders3
4/27/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A3
4/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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8
4/14/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A8
4/14/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A — Financial Reports
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6
11/9/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9
8/11/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 9
5/22/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 7
6/26/18 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 4
6/13/17 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
5/22/17 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 4
5/8/17 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
7/7/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
3/15/16 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
12/17/15 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
11/10/15 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
6/30/15 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
11/19/13 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
11/14/13 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
7/16/13 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
7/1/13 OLD8-K12G3Registration:  Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K  OLD 1
4/25/13 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
4/15/13 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
5/22/12 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2

General Exhibits: 
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3/12/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/12/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 46
3/12/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 14
3/12/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 123
3/12/24 New Exhibit this Past Month!EX-95Mine-Safety Disclosures  New Exhibit this Past Month! 21
3/12/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 11
1/31/24EX-3Articles of Incorporation/Organization and Bylaws15
1/25/24EX-FILING FEESFiling Fees4
1/25/24EX-5Opinions of Counsel re: Legality20
2/1/23 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 10
5/22/17 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 4
3/25/13 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4

Additional Exhibits: 
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3/12/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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176

Financials: 
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3/12/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,395
3/12/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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86
3/12/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 385
3/12/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 60
3/12/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
85
3/12/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 75
3/12/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 42
11/20/17 OLDEX-16Letters re: Changes in Accountants  OLD 2

Graphics: 
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3/12/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,470


Forms
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, Documents
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& Exhibits
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 in  357 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 00770C
 

        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 255
1/31/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D8
11/15/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 324
11/9/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9
2/14/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 36
2/13/18 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 17
6/13/17 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
3/20/15 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1

Letters: 
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1/10/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC3
1/10/24TEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]1

General Exhibits: 
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9/20/23EX-24Powers of Attorney23
2/12/21 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
3/25/13 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3

Additional Exhibits: 
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3/20/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 28

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11/8/22 OLDGRAPHICPhotos, Images and Graphs  OLD 59


        

Filings History

Year    # of Filings
In descending order
2024 21
2023 63
2022 33
2021 33
2020 40
2019 47
2018 51
2017 67
2016 67
2015 76
2014 71
2013 72
2012 7
2011 5

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