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Sprott Inc. 
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  SEC # 1512920


        
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334  SEC Filings
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  from  2/15/11  to  4/5/24  (3 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘6-K’ — Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K — for 3/19/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Sprott Inc. 

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Forms
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, Documents
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& Exhibits
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 in  305 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/5/24 New Document this Past Month!6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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60
2/21/2440-FUpdate:  Annual Reports by Canadian Issuers — Form 40-F — Financial Reports
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4
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G155
2/14/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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56
8/7/20 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
6/23/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
5/26/20 OLDF-XRegistration:  Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X  OLD 1
5/26/20 OLD40FR12BRegistration:  Registration Statement by a Canadian Issuer — Form 40-F  OLD 1
3/7/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
1/22/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10
8/19/13 OLD15F-12GRegistration:  Certification of a Termination of Registration of a Class of Securities by a Foreign Issuer — Form 15F  OLD 1
8/19/13 OLD8-K12G3Registration:  Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K  OLD 1
7/22/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 7
2/15/11 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1

Letters: 
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6/25/20 OLDORDERSEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC1

Form-Specific Documents: 
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2/14/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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50

General Exhibits: 
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2/21/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
8/7/20 OLDEX-23Consent of Expert or Counsel  OLD 1
8/7/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 6
8/7/20 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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4/5/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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188

Financials: 
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2/21/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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266
2/21/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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4
2/21/24EX-101.*XBRL Data  (XBRL Files)21
2/21/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)3
2/21/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
4

Graphics: 
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4/5/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 308

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/2412/31/23  38 of 1,015  $706,495  
 CO
 
Alps Advisors Inc.


Forms
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, Documents
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& Exhibits
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 in  5 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 852066
 

        
Latest Filing  Type    Category    Description        Documents
     
2/12/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G4
5/26/20 OLDF-XRegistration:  Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 17
2023 34
2022 27
2021 27
2020 24
2019 6
2018 9
2017 10
2016 25
2015 32
2014 22
2013 41
2012 40
2011 20

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