Daiwa Capital Markets America Holdings Inc. 

NY

  SEC # 1512694

        

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59  SEC Filings   from  2/23/11  to  1/31/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filing Agent — Filed by:  Daiwa America Strategic Advisors Corp.
New-Filing E-Mail:			Send me notifications of all Filings involving  Daiwa Capital Markets America Holdings Inc.

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Forms , Documents & Exhibits  in  53 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/31/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	53

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
11/1/23			9/30/23		36	of	1,663		$277			Daiwa Securities Group Inc.
2/13/14			12/31/13		49	of	1,135		$366		NY	Daiwa Capital Markets America Inc.

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		2
2023		5
2022		5
2021		4
2020		4
2019		4
2018		4
2017		4
2016		4
2015		7
2014		4
2013		4
2012		4
2011		4