Nuwellis, Inc. 

MN

  SEC # 1506492

        

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907  SEC Filings   from  11/24/10  to  4/17/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘S-1/A’ — Pre-Effective Amendment to Registration Statement (General Form) — Form S-1 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Nuwellis, Inc.

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Forms , Documents & Exhibits  in  510 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/17/24			S-1		Registration:		Registration Statements (General Form) — Form S-1    — Financial Reports	48
4/9/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	9
3/26/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	199
					8-K Items:
10/17/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	29
8/8/16	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
10/21/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
3/6/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	43
8/8/16	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
12/13/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	10
6/20/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	17
10/17/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	18
6/9/17	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
11/1/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	34
10/17/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	15
5/22/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’	21
1/9/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	35
3/26/24			Events:			•	Other Events — Item 8.01	65
3/6/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	164
3/11/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	15
11/7/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	36
10/13/23			424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events	22
10/6/23			POS462C		Registration:		Post-Effective Amendment of a Registration Statement – Rule 462(c)	1
10/5/23			AW		Registration:		Amendment Withdrawal Request	1
10/4/23			POS AM		Registration:		Post-Effective Amendments of Registration Statements	2
10/2/23			EFFECT		SEC:		SEC Notices of Effectiveness	19
9/29/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	37
6/26/23			D		Registration:		Notices of Exempt Offerings of Securities — Form D	17
5/25/23			SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD	10
4/7/23	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	2
4/7/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD  — Financial Reports	18
3/3/23	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	16
12/28/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	6
10/13/22	OLD		S-1MEF		Registration:		Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD	5
10/3/22	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	6
4/21/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	14
6/21/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	6
3/16/21	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
6/9/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	9
4/7/20	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
6/14/13	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
2/28/12	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
2/15/12	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
2/14/12	OLD		10-12B		Registration:		Registration Statements — Form 10  OLD	6
					General Exhibits:
4/17/24			EX-23		Consents of Experts and Counsel			91
4/17/24			EX-FILING FEES		Filing Fees			13
4/17/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			67
4/17/24			EX-10		Material Contracts			112
4/17/24			EX-5		Opinions of Counsel re: Legality			64
3/13/24			EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)			41
3/11/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/11/24			EX-21		Subsidiaries Lists			14
10/17/23			EX-3		Articles of Incorporation/Organization and Bylaws			35
5/29/20	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
8/8/16	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
3/12/13	OLD		EX-24		Powers of Attorney  OLD			3
					Additional Exhibits:
3/6/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			163
					Financials:
3/26/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,288
3/26/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			115
3/26/24			EX-101.*		XBRL Data  (XBRL Files)			488
3/26/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			63
3/26/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			108
3/11/24			EX-31		Certifications — §302 – SOA’02			102
3/11/24			EX-32		Certifications — §906 – SOA’02			97
11/6/17	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			2
6/9/17	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/17/24			GRAPHIC		Photos, Images and Graphs			1,182

Forms , Documents & Exhibits  in  403 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 67113Y

        

Latest Filing			Type		Category	Description		Documents
1/4/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	269
11/1/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	45
2/13/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	47
10/3/22	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	6
9/20/17	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	5
2/12/14	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	12
					Letters:
9/27/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			19
9/27/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			11
					General Exhibits:
11/1/23			EX-24		Powers of Attorney			46
2/12/21	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
2/13/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			6
					Graphics:
10/3/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			189

        

Filings History

Year		# of Filings
2024		16
2023		51
2022		64
2021		63
2020		81
2019		67
2018		47
2017		93
2016		77
2015		77
2014		119
2013		68
2012		75
2011		8
2010		1