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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 6/30/20 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
7/30/20 | OLD | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — | 38 | |||||||
2/21/20 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 278 | |||||||
2/10/17 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 6 | |||||||
2/28/12 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 7 | |||||||
Form-Specific Documents: | ||||||||||||
7/30/20 | OLD | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F OLD — | 30 | ||||||||
Graphics: | ||||||||||||
12/8/16 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 10 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
8/15/16 | 6/30/16 | 2 | of | 1,064 | $0 |
| B. Riley Wealth Advisors, Inc. [ formerly B. Riley Wealth Advisors ] |
Year | # of Filings | |
---|---|---|
2020 | 6 | |
2019 | 6 | |
2018 | 6 | |
2017 | 9 | |
2016 | 25 | |
2015 | 55 | |
2014 | 72 | |
2013 | 67 | |
2012 | 44 | |
2011 | 33 | |
2010 | 4 |