QS Investors, LLC 

NY

  SEC # 1501436

        

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Relationships

        

13  Owner Relationships  (where the Issuers of the  QS Investors, LLC-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
6/10/15		2/14/20		SC 13G		NY	Global X Funds
9/10/14		2/14/19		SC 13G		NY	VanEck ETF Trust [ formerly VanEck Vectors ETF Trust ]
9/10/14		2/14/18		SC 13G		IL	Claymore Exchange-Traded Fund Trust 2
2/14/17		2/14/18		SC 13G		NY	IndexIQ ETF Trust
2/17/15		2/14/18		SC 13G		CA	iSHARES TRUST
9/10/14		2/14/18		SC 13G		MA	SPDR Index Shares Funds [ formerly SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) ]
2/17/15		2/14/18		SC 13G		MA	SPDR Series Trust
9/10/14		1/10/18		SC 13G		IL	Invesco Exchange-Traded Fund Trust
9/10/14		1/10/18		SC 13G		IL	Invesco Exchange-Traded Fund Trust II
6/10/15		2/14/17		SC 13G		PA	Vanguard Bond Index Funds
2/17/15		8/10/16		SC 13G		IL	Invesco DB Base Metals Fund
2/17/15		3/10/16		SC 13G		IL	Invesco DB Energy Fund
6/10/15		1/11/16		SC 13G		CA	iShares, Inc.

        

and there are...  Recent Holdings Reports for this and 1 Related Money Managers

History:  Assets Under Management

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager and Related Manager Manager with whom Investment Discretion is Shared
8/13/21			6/30/21				1,094		$8,468		NY	QS Investors, LLC
5/13/21			3/31/21				1,178		$8,454		NY	QS Investors, LLC
2/10/21			12/31/20				1,177		$8,323		NY	QS Investors, LLC
11/12/20			9/30/20				1,164		$7,479		NY	QS Investors, LLC
8/14/20			6/30/20				1,637		$7,170		NY	QS Investors, LLC
							1,637		$7,170		MD	Legg Mason, Inc.
5/15/20			3/31/20				1,648		$6,282		NY	QS Investors, LLC
											and 1 Other Manager
2/14/20			12/31/19				1,619		$10,002		NY	QS Investors, LLC
											and 1 Other Manager
11/14/19			9/30/19				1,630		$9,157		NY	QS Investors, LLC
											and 1 Other Manager

        

No  Issuer Relationships  (where the Owners of the  QS Investors, LLC  securities are...)

        

No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

4  Filing Agents and/or Registrants have submitted Filings for  QS Investors, LLC:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
8/13/21		13F-HR			No Filing Agent:  Self-filed — 1501436		4
8/14/20		13F-HR		NY	Broadridge Financial Solutions, Inc./FA — 1567619		12
5/15/18		13F-HR		TX	Broadridge Financial Solutions, Inc. — 1140361		99
4/29/14		13F-HR		OH	Advisor Consultant Network Inc — 1085146		17
Total:							132
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.