Neuroone Medical Technologies Corp. 

MN

  SEC # 1500198

        

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463  SEC Filings   from  10/4/10  to  4/23/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/21/24 — Filed re:  Issuer / Subject Company — Filed by:  Mertens Steve
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Forms , Documents & Exhibits  in  290 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/26/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	117
					8-K Items:
7/27/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	58
5/8/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
8/14/17	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
2/13/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	14
7/2/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	15
8/3/22	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	47
3/31/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
6/24/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	5
4/16/18	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
7/20/17	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
11/14/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	11
3/31/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
7/20/17	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
3/15/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	7
12/16/22	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
3/15/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	9
3/26/24			Events:			•	Other Events — Item 8.01	27
3/26/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	95
2/13/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	39
1/31/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	6
1/29/24			ARS		Update:		Annual Reports to Security Holders	2
1/29/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	7
1/5/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	8
12/15/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	18
6/15/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	9
6/10/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
6/4/21	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
5/25/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
5/25/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
3/9/21	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	8
3/4/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	14
1/27/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	14
9/29/20	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
4/16/20	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
7/16/19	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
3/15/19	OLD		10-KT		Update:		Annual-Transition Reports — Form 10-K  OLD  — Financial Reports	2
5/15/18	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	14
4/3/18	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	6
8/8/17	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
7/20/17	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
4/20/17	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
4/18/17	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
3/27/17	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
5/25/12	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Letters:
3/28/11	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
1/31/24			EX-23		Consents of Experts and Counsel			33
1/31/24			EX-FILING FEES		Filing Fees			3
1/31/24			EX-5		Opinions of Counsel re: Legality			20
12/15/23			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
12/15/23			EX-21		Subsidiaries Lists			6
11/14/23			EX-10		Material Contracts			69
7/27/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			3
8/11/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			30
3/31/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			8
7/20/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
3/26/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			51
					Financials:
3/26/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,365
3/26/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			97
3/26/24			EX-101.*		XBRL Data  (XBRL Files)			435
3/26/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			43
3/26/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			90
2/13/24			EX-31		Certifications — §302 – SOA’02			75
2/13/24			EX-32		Certifications — §906 – SOA’02			70
6/24/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
					Graphics:
3/26/24			GRAPHIC		Photos, Images and Graphs			192

Forms , Documents & Exhibits  in  174 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 64130M

        

Latest Filing			Type		Category	Description		Documents
4/23/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	118
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	8
1/26/24			SCH 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G	1
12/21/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
11/14/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	20
10/28/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	13
7/20/17	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
					Letters:
6/9/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			13
6/9/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			7
					General Exhibits:
11/14/23			EX-24		Powers of Attorney			12
					Additional Exhibits:
10/28/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

        

Filings History

Year		# of Filings
2024		30
2023		77
2022		31
2021		50
2020		41
2019		68
2018		52
2017		52
2016		8
2015		7
2014		15
2013		13
2012		6
2011		11
2010		2