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List All Filings | or | ||
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Most-Recent Filing: | ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 3/31/24 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
4/22/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 6 | ||||||||
11/4/22 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 50 | |||||||
6/27/22 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 7 | |||||||
3/12/12 | OLD | APP ORDR | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Order OLD | 1 | |||||||
2/13/12 | OLD | APP NTC | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Notice OLD | 1 | |||||||
2/14/11 | OLD | SC 13G | Ownership: | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G OLD | 1 | |||||||
Form-Specific Documents: | ||||||||||||
4/22/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 6 | |||||||||
Additional Exhibits: | ||||||||||||
2/14/11 | OLD | EX-99 | Miscellaneous Exhibit OLD | 1 | ||||||||
Graphics: | ||||||||||||
6/27/22 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 3 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/14/24 | 12/31/23 | 39 | of | 6,288 | $936,319 | Janus Henderson Group plc | ||||||||
2/9/24 | 12/31/23 | 5 | of | 5 | $242,914 |
| Aristotle Pacific Capital, LLC [ formerly Pacific Asset Management LLC ] | |||||||
5/13/19 | 3/31/19 | 74 | of | 3,573 | $1,333 |
| OppenheimerFunds, Inc. |
Year | # of Filings | |
---|---|---|
2024 | 2 | |
2023 | 4 | |
2022 | 5 | |
2021 | 4 | |
2020 | 6 | |
2019 | 4 | |
2018 | 4 | |
2017 | 4 | |
2016 | 4 | |
2015 | 4 | |
2014 | 4 | |
2013 | 4 | |
2012 | 7 | |
2011 | 7 | |
2010 | 2 |