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Simplex Trading, LLC 
 IL
  SEC # 1488542


        
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60  SEC Filings
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  from  3/24/11  to  2/2/24  (2 Months Ago)

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Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Simplex Trading, LLC 

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Forms
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, Documents
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& Exhibits
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 in  60 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/2/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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38
7/25/23X-17A-5Update:  Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-513
5/2/22 OLDFOCUSNUpdate:  Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD 9

Form-Specific Documents: 
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2/2/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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38

Broker-Dealer Reports: 
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3/1/18 OLDFULLAnnual Financial Reports (Full)  OLD 2
2/24/16 OLDSTMT FIN CONDStatement of Financial Condition  OLD 1
2/24/16 OLDSTMT FIN COND NOTESNotes to the Statement of Financial Condition  OLD 1
2/24/16 OLDACCT RPT STMT FIN COAccountant’s Report re: an Examination of the Statement of Financial Condition  OLD 1

History as a Money Manager:  Assets Under Management
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No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 1
2023 5
2022 7
2021 6
2020 6
2019 6
2018 5
2017 5
2016 5
2015 6
2014 2
2013 2
2012 2
2011 2

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