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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
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2/2/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 38 | |||||||
7/25/23 | X-17A-5 | Update: | Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5 | 13 | |||||||
5/2/22 | OLD | FOCUSN | Update: | Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers OLD | 9 | ||||||
Form-Specific Documents: | |||||||||||
2/2/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 38 | ||||||||
Broker-Dealer Reports: | |||||||||||
3/1/18 | OLD | FULL | Annual Financial Reports (Full) OLD | 2 | |||||||
2/24/16 | OLD | STMT FIN COND | Statement of Financial Condition OLD | 1 | |||||||
2/24/16 | OLD | STMT FIN COND NOTES | Notes to the Statement of Financial Condition OLD | 1 | |||||||
2/24/16 | OLD | ACCT RPT STMT FIN CO | Accountant’s Report re: an Examination of the Statement of Financial Condition OLD | 1 |
Year | # of Filings | |
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2024 | 1 | |
2023 | 5 | |
2022 | 7 | |
2021 | 6 | |
2020 | 6 | |
2019 | 6 | |
2018 | 5 | |
2017 | 5 | |
2016 | 5 | |
2015 | 6 | |
2014 | 2 | |
2013 | 2 | |
2012 | 2 | |
2011 | 2 |