OFS Capital Corp. 

IL

  SEC # 1487918

        

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443  SEC Filings   from  4/29/10  to  4/5/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — for 6/5/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  OFS Capital Corp.

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Forms , Documents & Exhibits  in  386 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/5/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	5
3/22/24			N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2    — Financial Reports	27
3/8/24			40-17G		Update:		Fidelity Bonds for Investment Companies	12
3/5/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	12
3/4/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	109
					8-K Items:
12/15/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	19
6/2/15	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
6/2/15	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	1
3/4/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	51
10/28/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	5
3/21/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
4/12/23	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	7
7/19/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	15
2/12/18	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
10/27/21	OLD		Events:			•	Other Events — Item 8.01  OLD	14
3/4/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	80
11/2/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	34
7/6/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	28
4/26/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	15
4/26/23			ARS		Update:		Annual Report to Security Holders	1
4/26/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	39
10/28/21	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	5
10/28/21	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	6
10/22/21	OLD		N-23C-2		Ownership:		Notices of Intentions to Call or Redeem Their Own Securities by Closed-End Investment Companies  OLD	4
10/21/21	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	6
10/21/21	OLD		497AD		Update:		Advertising by Certain Investment Companies  OLD	26
10/21/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
6/25/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	9
9/15/20	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
6/29/20	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	10
10/15/19	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	8
10/9/19	OLD		497		Registration:		Definitive Materials  OLD	9
6/21/19	OLD		POS 8C		Registration:		Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD	4
10/12/16	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	2
9/13/16	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	2
12/31/14	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
1/28/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
11/7/12	OLD		N-54A		Update:		Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD	1
3/28/12	OLD		N-6F		Update:		Notices of Intentions to Elect Business Development Company (BDC) Status — Form N-6F  OLD	8
					General Exhibits:
3/22/24			EX-FILING FEES		Filing Fees			1
3/5/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/5/24			EX-23		Consents of Experts and Counsel			5
3/5/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			8
3/5/24			EX-19		Report Furnished to Security Holders			1
3/5/24			EX-21		Subsidiaries Lists			10
12/15/23			EX-10		Material Contracts			39
11/2/23			EX-14		Codes of Ethics			9
10/28/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			4
10/27/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
3/26/13	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
					Additional Exhibits:
3/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			210
					Financials:
3/22/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			415
3/22/24			EX-101.*		XBRL Data  (XBRL Files)			86
3/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			20
3/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			20
3/5/24			EX-31		Certifications — §302 – SOA’02			92
3/5/24			EX-32		Certifications — §906 – SOA’02			92
3/5/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			18
3/21/19	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
4/5/24			GRAPHIC		Photos, Images and Graphs			828

Forms , Documents & Exhibits  in  61 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 67103B

        

Latest Filing			Type		Category	Description		Documents
7/5/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	20
7/5/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	4
1/10/23	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	16
11/22/21	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	3
10/21/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
4/11/17	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	12
					Letters:
7/17/14	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/25/23			EX-24		Powers of Attorney			14
					Additional Exhibits:
7/5/23			EX-99		Miscellaneous Exhibits, such as Press Releases			7
					Graphics:
4/25/23			GRAPHIC		Photos, Images and Graphs			3

        

Filings History

Year		# of Filings
2024		5
2023		32
2022		29
2021		65
2020		46
2019		31
2018		43
2017		25
2016		27
2015		19
2014		38
2013		28
2012		33
2011		15
2010		7