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Yangtze River Port & Logistics Ltd. 
 NY
  SEC # 1487843


        
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251  SEC Filings
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  from  3/30/10  to  6/15/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Yangtze River Port & Logistics Ltd. 

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Forms
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, Documents
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& Exhibits
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 in  199 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/15/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/30/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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57

8-K Items: 
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4/16/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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16
3/1/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
1/7/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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8
11/23/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
10/23/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
11/23/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
6/10/11 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
5/13/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
6/17/16 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
12/21/15 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
5/10/17 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
2/8/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
1/28/16 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
3/7/11 OLD"Change in Shell Company Status — Item 5.06  OLD 1
12/6/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
8/17/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
3/30/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 21
8/28/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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35

11/12/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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32
4/16/19 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
3/1/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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21
11/13/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
9/14/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
9/6/18 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
8/20/18 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
8/9/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 10
3/20/18 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
3/1/18 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
2/16/18 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
5/2/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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34
4/13/17 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/17/17 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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20
2/24/16 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
1/28/16 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/15/12 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
8/1/11 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3

General Exhibits: 
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4/16/19 OLDEX-5Opinions of Counsel re: Legality  OLD 9
4/16/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
3/1/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
3/1/19 OLDEX-10Material Contracts  OLD 93
9/6/18 OLDEX-23Consents of Experts and Counsel  OLD 28
3/20/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
2/2/16 OLDEX-21Subsidiaries Lists  OLD 4
1/28/16 OLDEX-14Code of Ethics  OLD 1
12/21/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7

Additional Exhibits: 
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8/28/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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34

Financials: 
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3/30/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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3,309
3/30/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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57
3/30/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 283
3/30/20 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 7
3/30/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
50
11/12/19 OLDEX-31Certifications — §302 – SOA’02  OLD 101
11/12/19 OLDEX-32Certifications — §906 – SOA’02  OLD 85
5/13/16 OLDEX-16Letters re: Changes in Accountants  OLD 4

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4/16/19 OLDGRAPHICPhotos, Images and Graphs  OLD 452


Forms
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, Documents
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& Exhibits
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 in  52 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/5/20 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/23/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 9
2/9/18 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
5/24/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14

Letters: 
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6/12/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC27

Additional Exhibits: 
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2/5/20 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2020 3
2019 20
2018 35
2017 34
2016 58
2015 14
2014 13
2013 8
2012 8
2011 42
2010 16

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