Barclays Capital Inc. 

NY

  SEC # 1484219

        

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132  SEC Filings   from  2/19/10  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘MA-A’ — Annual Update of Registration by a Municipal Advisor — Form MA — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Barclays Capital Inc.

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Forms , Documents & Exhibits  in  132 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			MA-A		Registration:		Annual Updates of Registrations by Municipal Advisors — Form MA	6
8/15/23			MA		Registration:		Applications for Registrations by Municipal Advisors — Form MA	43
8/4/23			MA-I		Registration:		Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I	27
2/10/20	OLD		13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management	56

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/11/21			12/31/20		3,046	of	8,816		$11,617			Barclays plc
2/19/15			12/31/14		333	of	698		$67		MA	Li Winifred I
2/19/15			12/31/14		932	of	4,186		$118		MA	Shapiro Robert N

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		10
2022		3
2021		4
2020		9
2019		9
2018		11
2017		12
2016		16
2015		17
2014		9
2013		4
2012		4
2011		4
2010		19