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As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager and Related Managers Managers with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1/31/24 | 12/31/23 | 1,728 | $16,077 | Daiwa Securities Group Inc. | ||||||||||
37 | $282 |
| Daiwa America Strategic Advisors Corp. | |||||||||||
1,653 | $15,688 | Daiwa Asset Management Co. Ltd. | ||||||||||||
37 | $282 |
| Daiwa Capital Markets America Inc. | |||||||||||
37 | $282 | Daiwa International Holdings Inc. | ||||||||||||
11/1/23 | 9/30/23 | 1,663 | $14,034 | Daiwa Securities Group Inc. | ||||||||||
36 | $277 |
| Daiwa Capital Markets America Holdings Inc. | |||||||||||
and 3 Other Managers | ||||||||||||||
7/31/23 | 6/30/23 | 1,753 | $15,120 | Daiwa Securities Group Inc. | ||||||||||
46 | $421 | Daiwa Securities Co., Ltd. | ||||||||||||
and 4 Other Managers | ||||||||||||||
5/2/23 | 3/31/23 | 1,630 | $14,378 | Daiwa Securities Group Inc. | ||||||||||
and 5 Other Managers | ||||||||||||||
2/6/23 | 12/31/22 | 1,626 | $13,019 | Daiwa Securities Group Inc. | ||||||||||
and 5 Other Managers | ||||||||||||||
11/2/22 | 9/30/22 | 1,740 | $12,035 | Daiwa Securities Group Inc. | ||||||||||
and 4 Other Managers | ||||||||||||||
8/9/22 | 6/30/22 | 1,720 | $13,086 | Daiwa Securities Group Inc. | ||||||||||
and 4 Other Managers | ||||||||||||||
4/29/22 | 3/31/22 | 1,737 | $15,950 | Daiwa Securities Group Inc. | ||||||||||
and 5 Other Managers |
First | Latest Filing | Filing | Filer / Owner | ||||||
---|---|---|---|---|---|---|---|---|---|
2/10/10 | F-6 POS |
| Deutsche Bank Trust Co. Americas/ADR Group | ||||||
1/26/10 | F-6 | " |
Latest Filing | Affiliate | Filings | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Type | As Party | |||||||||||
11/1/23 | 13F-NT | Filer:¹ | Daiwa International Holdings Inc. | 9 | ||||||||
11/1/23 | 13F-NT | Filer:¹ | Daiwa Asset Management Co. Ltd. | 14 | ||||||||
11/4/16 | 13F-NT | Filer:¹ |
| Daiwa Capital Markets America Holdings Inc. | 13 | |||||||
8/5/15 | 13F-NT | Filer:¹ | Daiwa Securities Co., Ltd. | 4 | ||||||||
8/5/15 | 13F-NT | Filer:¹ |
| Daiwa America Strategic Advisors Corp. | 11 | |||||||
5/13/13 | 13F-NT | Filer:¹ |
| Daiwa Capital Markets America Inc. | 8 | |||||||
Total: | 59 | |||||||||||
__________ | ||||||||||||
|
Latest Filing | Filing Agentª, Registrant or SEC — SEC # | Filings | |||||||
---|---|---|---|---|---|---|---|---|---|
Type | |||||||||
1/31/24 | 13F-HR | No Filing Agent: Self-filed — 1481045 | 62 | ||||||
7/6/23 | D/A |
| Shartsis Friese LLP — 935836 | 6 | |||||
2/13/14 | 13F-HR |
| Daiwa Capital Markets America Inc. — 1489000 | 1 | |||||
5/16/11 | 13F-HR |
| Donnelley Financial Solutions/FA — 950123 | 2 | |||||
2/1/10 | EFFECT | No Filing Agent: SEC-filed by SEC #5 — 9999999995 | 1 | ||||||
Total: | 72 | ||||||||
__________ ª Proprietary to SEC Info℠: The SEC does not publish the names of SEC Filing Agents. |