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Daiwa Securities Group Inc. 
Flag of Japan emoji
  SEC # 1481045


        
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Relationships
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No  Owner Relationships  (where the Issuers of the  Daiwa Securities Group Inc.-owned  securities are...)



        

but there are...  Recent Holdings Reports for this and 6 Related Money Managers

History:  Assets Under Management
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Assets Under Management emoji
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As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager and Related Managers
Managers with whom Investment Discretion is Shared
1/31/2412/31/231,728  $16,077  
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Daiwa Securities Group Inc.
37  $282  
 NY
 
Daiwa America Strategic Advisors Corp.
1,653  $15,688  
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Daiwa Asset Management Co. Ltd.
37  $282  
 NY
 
Daiwa Capital Markets America Inc.
37  $282  
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Daiwa International Holdings Inc.
11/1/239/30/231,663  $14,034  
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Daiwa Securities Group Inc.
36  $277  
 NY
 
Daiwa Capital Markets America Holdings Inc.
and 3 Other Managers
7/31/236/30/231,753  $15,120  
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Daiwa Securities Group Inc.
46  $421  
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Daiwa Securities Co., Ltd.
and 4 Other Managers
5/2/233/31/231,630  $14,378  
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Daiwa Securities Group Inc.
and 5 Other Managers
2/6/2312/31/221,626  $13,019  
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Daiwa Securities Group Inc.
and 5 Other Managers
11/2/229/30/221,740  $12,035  
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Daiwa Securities Group Inc.
and 4 Other Managers
8/9/226/30/221,720  $13,086  
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Daiwa Securities Group Inc.
and 4 Other Managers
4/29/223/31/221,737  $15,950  
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Daiwa Securities Group Inc.
and 5 Other Managers

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2  Issuer Relationships  (where the Owners of the  Daiwa Securities Group Inc.  securities are...)

First  Latest Filing  FilingFiler / Owner
In descending orderSort in ascending order  Sort in ascending order
2/10/10F-6 POS
 NY
 
Deutsche Bank Trust Co. Americas/ADR Group
1/26/10F-6"

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No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)




        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)




        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)




        

Filing Agent
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Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Daiwa Securities Group Inc.  has been the Filing Agent for  6  Affiliates:

Latest Filing  Affiliate  Filings
In descending order  Type  As Party       
11/1/2313F-NTFiler:¹
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Daiwa International Holdings Inc.9 
11/1/2313F-NTFiler:¹
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Daiwa Asset Management Co. Ltd.14 
11/4/1613F-NTFiler:¹
 NY
 
Daiwa Capital Markets America Holdings Inc.13 
8/5/1513F-NTFiler:¹
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Daiwa Securities Co., Ltd.4 
8/5/1513F-NTFiler:¹
 NY
 
Daiwa America Strategic Advisors Corp.11 
5/13/1313F-NTFiler:¹
 NY
 
Daiwa Capital Markets America Inc.8 
Total:   59 
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 ¹  Filer:  Filing by the Affiliate filed re: themself.

5  Filing Agents and/or Registrants have submitted Filings for  Daiwa Securities Group Inc.:

Latest Filing  Filing Agentª, Registrant or SECSEC #  Filings
In descending order  Type       
1/31/2413F-HR
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No Filing Agent:  Self-filed — 148104562 
7/6/23D/A
 CA
 
Shartsis Friese LLP — 9358366 
2/13/1413F-HR
 NY
 
Daiwa Capital Markets America Inc. — 14890001 
5/16/1113F-HR
 NY
 
Donnelley Financial Solutions/FA — 9501232 
2/1/10EFFECT
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No Filing Agent:  SEC-filed by SEC #5 — 99999999951 
Total:   72 
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 ª  Proprietary to SEC Info:  The SEC does not publish the names of SEC Filing Agents.

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