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TD Ameritrade Investment Management, LLC 
 NE
  SEC # 1461539


        
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58  SEC Filings
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  from  4/10/09  to  11/13/23  (4 Months Ago)

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Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 9/30/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  TD Ameritrade Investment Management, LLC 

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Forms
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, Documents
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& Exhibits
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 in  58 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/13/2313F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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49
9/11/14 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
2/6/13 OLDAPP WDGSEC:  Withdrawal of an Application for an Exemption Order – ‘APP WD’ SEC Grant  OLD 1
10/1/10 OLDAPP WDRegistration:  Withdrawals of Applications for Exemption Orders and Other Relief  OLD 2
12/18/09 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 6

Form-Specific Documents: 
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11/13/23INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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42

General Exhibits: 
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12/10/09 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
12/10/09 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
12/10/09 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2023 4
2022 4
2021 4
2020 4
2019 4
2018 4
2017 4
2016 4
2015 4
2014 5
2013 5
2012 4
2010 2
2009 6

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