As Of
| | Quarter (Ended) | | Holdings Form 13F | | Assets (Millions) | | Reporting Manager and Related Manager Manager with whom Investment Discretion is Shared |
2/14/18 | | | 12/31/17 | | | | 2,491 | | $14,297 | | | Cornerstone Capital Management Holdings LLC. |
| | | | | Not Allocated... | | | New York Life Investment Management LLC |
| and 1 Other Manager |
11/14/17 | | | 9/30/17 | | | | 2,598 | | $12,741 | | | Cornerstone Capital Management Holdings LLC. |
| and 2 Other Managers |
8/14/17 | | | 6/30/17 | | | | 2,566 | | $12,730 | | | Cornerstone Capital Management Holdings LLC. |
| and 2 Other Managers |
5/10/17 | | | 3/31/17 | | | | 2,634 | | $12,964 | | | Cornerstone Capital Management Holdings LLC. |
| and 2 Other Managers |
2/14/17 | | | 12/31/16 | | | | 2,714 | | $12,975 | | | Cornerstone Capital Management Holdings LLC. |
| and 2 Other Managers |
11/16/16 | | | 9/30/16 | | | | 2,761 | | $13,487 | | | Cornerstone Capital Management Holdings LLC. |
| and 2 Other Managers |
8/12/16 | | | 6/30/16 | | | | 2,801 | | $12,419 | | | Cornerstone Capital Management Holdings LLC. |
| and 2 Other Managers |
5/11/16 | | | 3/31/16 | | | | 2,649 | | $11,983 | | | Cornerstone Capital Management Holdings LLC. |
| and 2 Other Managers |