GAM Holding AG    SEC # 1438848

        

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17  Owner Relationships  (where the Issuers of the  GAM Holding AG-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
8/20/21		1/28/22		SC 13G			Americas Gold & Silver Corp. [ formerly Americas Silver Corp. ]
1/22/14		2/5/15		SC 13G			Sungy Mobile Ltd. [ formerly GODV Technology Ltd. ]
8/26/11		12/5/13		SC 13G		AR	USA Truck Inc.
2/16/10		6/25/13		SC 13G		NY	Artio Global Investors Inc.
9/29/09		11/15/12		4			"
2/16/10		2/13/12		SC 13G		CA	Marani Brands, Inc.
2/16/10		2/14/11		SC 13G		CA	Enova Systems Inc.
1/5/11		2/14/11		SC 13G		NH	Stockeryale Inc.
2/16/10		4/9/10		SC 13G		IL	Invesco DB Gold Fund [ formerly PowerShares DB Gold Fund ]
		2/16/10		SC 13G		CA	MATECH Corp.
		9/23/09		3		NY	Artio Global Investors Inc.
8/2/07		2/12/09		SC 13G		CA	Enova Systems Inc.
1/10/03		2/12/09		SC 13G		IL	Neopharm Inc.
11/8/07		1/30/08		SC 13G		CT	Walker Innovation Inc. [ formerly Patent Properties, Inc. ]
3/14/05		11/30/07		SC 13G		TX	Conns Inc.
6/16/04		11/27/07		SC 13G		AR	USA Truck Inc.
		8/2/07		3		CA	Enova Systems Inc.

        

and there are...  Recent Holdings Reports for this and 1 Related Money Managers

History:  Assets Under Management

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager and Related Manager Manager with whom Investment Discretion is Shared
1/23/24			12/31/23				205		$1,344,493			GAM Holding AG
							55		$560,077			Gam International Management Ltd.
											and 1 Other Manager
10/16/23			9/30/23				220		$1,354			GAM Holding AG
											and 2 Other Managers
7/27/23			6/30/23				244		$1,449			GAM Holding AG
											and 2 Other Managers
5/9/23			3/31/23				254		$1,441			GAM Holding AG
											and 2 Other Managers
2/2/23			12/31/22				245		$1,246			GAM Holding AG
											and 2 Other Managers
10/19/22			9/30/22				267		$1,307			GAM Holding AG
											and 2 Other Managers
7/21/22			6/30/22				311		$1,504			GAM Holding AG
											and 2 Other Managers
5/6/22			3/31/22				378		$2,017			GAM Holding AG
											and 2 Other Managers

        

2  Issuer Relationships  (where the Owners of the  GAM Holding AG  securities are...)

First		Latest Filing		Filing		Filer / Owner
		11/25/19		F-6EF		NY	JPMorgan Chase Bank, N.A. – ADR Depositary
		9/29/17		F-6 POS		NY	Deutsche Bank Trust Co. Americas/ADR Group

        

1  Insider & Control Relationship  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

12  Filing Agents and/or Registrants have submitted Filings for  GAM Holding AG:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
1/23/24		13F-HR		DC	Adviser Compliance Associates LLC — 1172661		4
2/2/23		13F-HR		NY	Command Financial — 930413		66
8/10/20		13F-HR			No Filing Agent:  Self-filed — 1438848		9
11/8/16		D		NY	Proskauer Rose LLP/FA — 1012975		1
6/24/13		SC 13G/A		TX	Toppan Merrill/FA — 1104659		1
11/15/12		4		IL	DONNELLEY FINANCIAL SOLUTIONS File16/FA — 1209191		1
2/9/12		SC 13G		NY	Davis Polk & Wardwell LLP 01/FA — 950103		7
11/8/10		13F-HR		NY	Command Financial Self-Filer/FA — 950117		1
10/16/09		424B3		NY	E-Data Systems, Inc./FA — 1193805		6
10/7/09		424B3		NY	Bank of New York/ADR Division — 1201935		1
2/25/09		F-6EF		NY	Toppan Merrill/FA — 1144204		2
10/9/08		F-6EF		NY	Emmet Marvin & Martin LLP — 1019155		1
Total:							100
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.