GAM Holding AG    SEC # 1438848

        

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102  SEC Filings   from  10/9/08  to  1/23/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  GAM Holding AG

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Forms , Documents & Exhibits  in  100 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/23/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	58
1/28/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	26
11/8/16	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
11/15/12	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	4
10/16/09	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	4
9/23/09	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
2/25/09	OLD		F-6EF		Registration:		Registration Statements – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD	5
11/13/08	OLD		F-6 POS		Registration:		Post-Effective Amendment of an ‘F-6EF’ Registration — Form F-6  OLD	1
					Form-Specific Documents:
1/23/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			44
					General Exhibits:
10/7/09	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
9/23/09	OLD		EX-24		Power of Attorney  OLD			1
10/9/08	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
10/9/08	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
					Additional Exhibits:
2/25/09	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			12

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  2 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/22/19	OLD		F-6EF		Registration:		Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD	1
9/29/17	OLD		F-6 POS		Registration:		Post-Effective Amendment of an ‘F-6EF’ Registration — Form F-6  OLD	1
					Additional Exhibits:
11/22/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			5

        

Filings History

Year		# of Filings
2024		1
2023		4
2022		6
2021		5
2020		4
2019		5
2018		4
2017		5
2016		5
2015		5
2014		6
2013		8
2012		8
2011		13
2010		10
2009		8
2008		5