Alj Regional Holdings Inc. 

NY

  SEC # 1438731

        

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309  SEC Filings   from  6/26/08  to  10/3/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Alj Regional Holdings Inc.

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Forms , Documents & Exhibits  in  135 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/3/22	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
9/1/22	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
8/22/22	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	69
					8-K Items:
4/14/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	22
6/16/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	5
4/14/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	6
8/11/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	28
4/1/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	11
4/14/22	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	2
8/22/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
12/23/19	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	2
8/22/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
8/22/22	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	16
8/20/18	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
8/22/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	8
8/11/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	41
8/22/22	OLD		Events:			•	Other Events — Item 8.01  OLD	5
8/22/22	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	61
8/11/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	20
7/15/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	9
7/15/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	7
3/17/22	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
3/4/22	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
12/20/21	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	6
11/6/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
11/2/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	7
10/13/17	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
8/23/16	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
5/11/16	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
5/9/16	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
4/21/16	OLD		10-12B		Registration:		Registration Statements — Form 10  OLD	3
11/5/13	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
7/10/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
					General Exhibits:
6/16/22	OLD		EX-10		Material Contracts  OLD			55
4/14/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			7
12/20/21	OLD		EX-23		Consents of Experts and Counsel  OLD			10
12/20/21	OLD		EX-21		Subsidiaries Lists  OLD			8
12/17/18	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
10/13/17	OLD		EX-5		Opinions of Counsel re: Legality  OLD			3
12/22/16	OLD		EX-14		Code of Ethics  OLD			1
3/25/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
					Additional Exhibits:
8/22/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			46
					Financials:
8/22/22	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,784
8/22/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			42
8/22/22	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			199
8/22/22	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			21
8/22/22	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			42
8/11/22	OLD		EX-31		Certifications — §302 – SOA’02  OLD			52
8/11/22	OLD		EX-32		Certifications — §906 – SOA’02  OLD			26
8/22/19	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
7/15/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			83

Forms , Documents & Exhibits  in  174 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 001627

        

Latest Filing			Type		Category	Description		Documents
9/8/22	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	141
8/24/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	13
2/9/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	3
2/8/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	11
11/18/19	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
10/23/17	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			5
					General Exhibits:
9/26/16	OLD		EX-24		Powers of Attorney  OLD			8
					Additional Exhibits:
2/8/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

        

Filings History

Year		# of Filings
2022		30
2021		25
2020		27
2019		30
2018		29
2017		56
2016		109
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2013		1
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2008		2