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Global Water Resources, Inc. 
 AZ
  SEC # 1434728


        
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1,361  SEC Filings
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  from  5/13/08  to  3/26/24  (3 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘DEFA14A’ — Definitive Additional Proxy Soliciting Material — Schedule 14A — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Global Water Resources, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  165 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 8
3/26/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 8
3/6/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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71

8-K Items: 
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1/4/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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14
3/23/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
3/6/24 New Document this Past Month!
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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33
1/4/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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8
6/9/23
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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2
2/10/23 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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11
5/4/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
5/4/16 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
5/3/23"Submission of Matters to a Vote of Security Holders — Item 5.077
9/2/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
2/9/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 12
1/4/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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49

3/6/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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9
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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24
9/1/23EFFECTSEC:  SEC Notices of Effectiveness4
8/31/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events9
8/29/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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7
8/10/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-34
6/9/23DRegistration:  Notices of Exempt Offerings of Securities — Form D2
3/28/23 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
5/7/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
11/17/17 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
4/28/16 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
4/28/16 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
4/28/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
4/27/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
4/26/16 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/25/16 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 7
6/1/10 OLDRWRegistration:  Registration Withdrawal Request  OLD 1

General Exhibits: 
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3/6/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/6/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 19
3/6/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 9
1/4/24EX-10Material Contracts148
8/10/23EX-FILING FEESFiling Fees1
8/10/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders10
8/10/23EX-5Opinions of Counsel re: Legality14
8/1/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
5/4/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
5/4/16 OLDEX-14Code of Ethics  OLD 1
4/13/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 12

Additional Exhibits: 
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3/6/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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56

Financials: 
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3/6/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,220
3/6/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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63
3/6/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 308
3/6/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 47
3/6/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
63
3/6/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 66
3/6/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 33
8/8/17 OLDEX-12Statement re: the Computation of Ratios  OLD 1

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3/26/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 394


Forms
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, Documents
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& Exhibits
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 in  1,199 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 379463
 

        
Latest Filing  Type    Category    Description        Documents
     
3/4/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,135
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G20
1/4/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 329
6/16/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D5
3/24/20 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
6/18/18 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 4
4/28/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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8/17/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC3
8/17/23TEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]1

General Exhibits: 
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10/4/21 OLDEX-24Powers of Attorney  OLD 42

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5/30/18 OLDGRAPHICPhotos, Images and Graphs  OLD 4


        

Filings History

Year    # of Filings
In descending order
2024 47
2023 199
2022 194
2021 201
2020 190
2019 164
2018 130
2017 131
2016 101
2011 1
2010 1
2008 2

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