HL Financial Services LLC 

KY

  SEC # 1430233

        

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Relationships

        

No  Owner Relationships  (where the Issuers of the  HL Financial Services LLC-owned  securities are...)

        

but there are...  Recent Holdings Reports for this and 5 Related Money Managers

History:  Assets Under Management

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager and Related Managers Managers with whom Investment Discretion is Shared
5/1/19			3/31/19				728		$6,501		KY	HL Financial Services LLC
							400		$5,910		KY	Baird Trust Co. [ formerly Hilliard Lyons Trust Co., LLC ]
					Not Allocated...						IL	First Trust Advisors LP
					Not Allocated...						KY	Houchens Industries, Inc. Employee Stock Ownership Trust
					Not Allocated...						KY	Houchens Industries Inc./KY
							715		$6,498		KY	J.J.B. Hilliard, W.L. Lyons, LLC
2/7/19			12/31/18				713		$5,717		KY	HL Financial Services LLC
											and 5 Other Managers
11/2/18			9/30/18				743		$6,467		KY	HL Financial Services LLC
											and 5 Other Managers
8/6/18			6/30/18				674		$5,770		KY	HL Financial Services LLC
											and 5 Other Managers
5/2/18			3/31/18				687		$5,641		KY	HL Financial Services LLC
											and 5 Other Managers
2/1/18			12/31/17				608		$5,155		KY	HL Financial Services LLC
											and 5 Other Managers
11/3/17			9/30/17				675		$5,173		KY	HL Financial Services LLC
											and 5 Other Managers
8/1/17			6/30/17				672		$5,005		KY	HL Financial Services LLC
											and 5 Other Managers

        

No  Issuer Relationships  (where the Owners of the  HL Financial Services LLC  securities are...)

        

No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

2  Filing Agents and/or Registrants have submitted Filings for  HL Financial Services LLC:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
5/1/19		13F-HR		NY	Doremus Financial Printing/FA — 891092		44
6/5/08		REGDEX			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		2
Total:							46
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.