Assured Investment Management LLC 

NY

  SEC # 1427430

        

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373  SEC Filings   from  2/11/11  to  2/16/21  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  Weatherford International plc
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Forms , Documents & Exhibits  in  373 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/16/21	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	95
12/23/20	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	132
12/22/20	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	73
11/13/20	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	46
3/13/20	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	15
4/23/19	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	12
					Form-Specific Documents:
11/13/20	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			34
					General Exhibits:
3/13/20	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
10/5/18	OLD		EX-23		Consent of Expert or Counsel  OLD			1
1/10/14	OLD		EX-10		Material Contract  OLD			1
1/2/14	OLD		EX-9		Voting Trust Agreement  OLD			1
7/30/13	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
6/13/13	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
6/5/13	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
11/4/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			44
					Financials:
1/15/14	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
12/9/13	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
3/1/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			7

History as a Money Manager:  Assets Under Management

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2021		1
2020		22
2019		37
2018		89
2017		59
2016		36
2015		42
2014		25
2013		35
2012		22
2011		5