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Real Goods Solar, Inc. 
 CO
  SEC # 1425565


        
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805  SEC Filings
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  from  2/6/08  to  5/2/22  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Real Goods Solar, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  502 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/2/22 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
2/5/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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259

8-K Items: 
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1/23/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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56
2/5/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
5/16/14 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
11/12/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 55
11/2/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
2/5/20 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
2/8/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 13
12/19/19 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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43
12/19/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
12/6/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
2/5/20 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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39
12/19/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/26/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 15
4/24/18 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 2
1/16/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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45
2/5/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 95
1/23/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 169

11/20/19 OLDQUALIFSEC:  SEC Notice of Qualification  OLD 1
11/15/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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25
11/13/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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39
11/12/19 OLD1-ARegistration:  Offering Statements — Form 1-A  OLD 4
5/24/19 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/15/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
5/7/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 15
5/6/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 15
5/1/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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14
4/25/19 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 9
4/15/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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17
4/15/19 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
4/2/19 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 15
3/29/19 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
9/7/18 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 13
6/28/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
5/29/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 24
4/19/18 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
7/25/17 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/11/16 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
9/9/16 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/8/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
8/15/16 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
5/13/16 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/30/15 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
12/18/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
11/21/13 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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3
9/13/11 OLDDEFA14CProxy:  Definitive Additional Proxy Info Statement — Schedule 14C  OLD 1
9/13/11 OLDDEFM14CProxy:  Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
8/26/11 OLDPREM14CProxy:  Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
5/8/08 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
5/8/08 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
5/7/08 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
5/5/08 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Form-Specific Documents: 
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11/12/19 OLDPART II AND IIIOffering Statements – Parts II and III — Form 1-A – Reg. A/A+  OLD 4

General Exhibits: 
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1/23/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 15
1/10/20 OLDEX-10Material Contracts  OLD 131
12/19/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
12/19/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 55
5/1/19 OLDEX-5Opinions of Counsel re: Legality  OLD 33
4/15/19 OLDEX-23Consents of Experts and Counsel  OLD 65
4/15/19 OLDEX-21Subsidiaries Lists  OLD 13
3/31/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 10
11/21/13 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
2/15/13 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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1/23/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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161

Reg. A/A+ Exhibits: 
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11/12/19 OLDEX1A-13 TST WTRSTest-the-Waters Materials — Form 1-A  OLD 5
11/7/19 OLDEX1A-2A CHARTERArticles of Incorporation/Organization — Form 1-A  OLD 2
11/7/19 OLDEX1A-8 ESCW AGMTEscrow Agreements — Form 1-A  OLD 2
11/7/19 OLDEX1A-6 MAT CTRCTMaterial Contracts — Form 1-A  OLD 4
10/30/19 OLDEX1A-3 HLDRS RTSInstrument Defining the Rights of Security Holders  OLD 1
10/30/19 OLDEX1A-12 OPN CNSLOpinion of Counsel re: Legality  OLD 1
10/30/19 OLDEX1A-4 SUBS AGMTSubscription Agreement  OLD 1
10/30/19 OLDEX1A-1 UNDR AGMTUnderwriting Agreement  OLD 1
10/30/19 OLDEX1A-15 ADD EXHBMiscellaneous Exhibits, such as Press Releases — Form 1-A  OLD 7
9/30/19 OLDEX1A-11 CONSENTConsents of Experts and Counsel — Form 1-A  OLD 2

Financials: 
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11/13/19 OLDEX-31Certifications — §302 – SOA’02  OLD 108
11/13/19 OLDEX-32Certifications — §906 – SOA’02  OLD 97
11/13/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,042
11/13/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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47
11/13/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 234
11/13/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
39
12/6/18 OLDEX-16Letters re: Changes in Accountants  OLD 3
8/14/17 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1

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1/23/20 OLDGRAPHICPhotos, Images and Graphs  OLD 930


Forms
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, Documents
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& Exhibits
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 in  312 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/11/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 50
9/4/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 183
6/27/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 36
3/12/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
1/16/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10
8/31/17 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
7/24/17 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
7/21/17 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1
7/21/17 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
7/14/17 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
9/8/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
12/18/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6

Letters: 
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10/28/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC19
10/28/19 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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4/13/18 OLDEX-24Powers of Attorney  OLD 35
2/14/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
9/9/13 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
8/9/13 OLDEX-10Material Contract  OLD 1

Additional Exhibits: 
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3/12/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 26

Graphics: 
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7/21/16 OLDGRAPHICPhotos, Images and Graphs  OLD 86


        

Filings History

Year    # of Filings
In descending order
2022 1
2020 7
2019 63
2018 86
2017 89
2016 84
2015 76
2014 64
2013 77
2012 51
2011 60
2010 57
2009 41
2008 49

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